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MM

Michael W. Mcguire

MCGUIRE CAPITAL ADVISORS
Bethany, OK 73008-2760
Some features on this profile are disabled
CRD#: 2106287
MM

Professional summary


Michael Wayne Mcguire, who also goes by Michael W. Mcguire, Michael Mcguire, is a registered financial advisor currently at MCGUIRE CAPITAL ADVISORS, INC. located in Bethany, Oklahoma.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Michael has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Michael W. Mcguire | Michael Mcguire

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael Wayne Mcguire's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 28, 2012 - Present

MCGUIRE CAPITAL ADVISORS, INC.

Office #1: 6632 Nw 39th Expy, Bethany, OK 73008-2760
RIA
CRD#: 164549
Bethany, OK
Past

November 10, 2017 - March 14, 2018

ACCESS FINANCIAL GROUP, INC.

RIA
CRD#: 290722
BETHANY, OK
Past

August 6, 2013 - August 8, 2018

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
OKLAHOMA CITY, OK
Past

March 27, 2009 - November 16, 2012

HILLTOP SECURITIES INC.

RIA
CRD#: 6220
OKLAHOMA CITY, OK
Past

March 20, 2009 - November 16, 2012

HILLTOP SECURITIES INC.

BD
CRD#: 6220
OKLAHOMA CITY, OK
Past

May 28, 2003 - April 14, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
NORMAN, OK
Past

May 23, 2003 - April 14, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NORMAN, OK
Past

September 13, 1999 - May 29, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LINDSAY, OK
Past

September 13, 1999 - May 29, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

November 27, 1990 - October 29, 1999

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MCGUIRE CAPITAL ADVISORS, INC.
HUNTER MCGUIRE CAPITAL MANAGEMENT, L.L.C. | MCGUIRE CAPITAL MANAGEMENT, L.L.C. | MCGUIRE CAPITAL ADVISORS, INC. | MCGUIRE ADVISORS

CRD#: 164549 / SEC#: 801-133863

RIA
Registered Investment Advisory firm - (7/11/2025 Approved)
Oklahoma
Registered Investment Advisory firm - (7/29/2025 Terminated)
Texas
Registered Investment Advisory firm - (7/24/2025 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oklahoma
(11/28/2012)
IAR
Texas
(6/11/2016)

Exams


State Security Law Exam
IAR
Series 65
Date: 1/14/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 3/6/1998
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm


MC
MCGUIRE CAPITAL ADVISORS, INC.
HUNTER MCGUIRE CAPITAL MANAGEMENT, L.L.C. | MCGUIRE CAPITAL MANAGEMENT, L.L.C. | MCGUIRE CAPITAL ADVISORS, INC. | MCGUIRE ADVISORS

CRD#: 164549 / SEC#: 801-133863

RIA
Registered Investment Advisory firm - (7/11/2025 Approved)
Oklahoma
Registered Investment Advisory firm - (7/29/2025 Terminated)
Texas
Registered Investment Advisory firm - (7/24/2025 Terminated)
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Contact information


Main Address
6632 Nw 39th Expy, Bethany, OK 73008-2760
Mailing Address
Phone number
(405) 378-2233
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (2 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV2A/2B - SEC (6/11/2025)

Regulatory assets under management


Total Number of Accounts1,689
AUM (Assets Under Management)$ 116,140,538

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MCGUIRE CAPITAL ADVISORS, INC.

CRD#: 164549Bethany, OK 73008-2760

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