MM
Michael W. Mcguire
MCGUIRE CAPITAL ADVISORS
Bethany, OK 73008-2760
Some features on this profile are disabled
CRD#: 2106287
MM
Professional summary
Michael Wayne Mcguire, who also goes by Michael W. Mcguire, Michael Mcguire, is a registered financial advisor currently at MCGUIRE CAPITAL ADVISORS, INC. located in Bethany, Oklahoma.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Michael has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael W. Mcguire | Michael Mcguire
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Mr. McGuire has been licensed to sell insurance to clients since 2013. He currently provides insurance services through McGuire Retirement Solutions, LLC in Bethany, Oklahoma. He is the owner and managing member of that company. He spends approximately 10 hours per month on his insurance business, 10 hrs during trading hours. The business of Retirement Solutions is investment related. 2. In May 2021, Mr. McGuire formed McGuire Holding Company, LLC, an Oklahoma limited liability company, to hold title to the office building where McGuire Capital maintains its offices and it shares office space in that building with McGuire Capital. Mr. McGuire is the Managing Member. He devotes less than five hours a month to the business of the holding company, none of which is during trading hours. The business of the holding company is not investment related. 3. In 2007, Mr. McGuire and another individual formed Sooner Cash Advance, LLC, an Oklahoma limited liability company, that holds real estate investments. The business is based in Oklahoma City. He devotes less than five hours a month to the business of the holding company, none of which is during trading hours. The business of the company is not investment related. 4. In April 2024, Michael W. McGuire formed McGuire Tax Advisors, LLC, a tax advisory and tax preparation business. He is a co-owner and spends approximately 2 hours per month on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Wayne Mcguire's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 28, 2012 - Present
MCGUIRE CAPITAL ADVISORS, INC.
Office #1: 6632 Nw 39th Expy, Bethany, OK 73008-2760RIA
CRD#: 164549
Bethany, OK
Past
November 10, 2017 - March 14, 2018
ACCESS FINANCIAL GROUP, INC.
RIA
CRD#: 290722
BETHANY, OK
Past
August 6, 2013 - August 8, 2018
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
OKLAHOMA CITY, OK
Past
March 27, 2009 - November 16, 2012
HILLTOP SECURITIES INC.
RIA
CRD#: 6220
OKLAHOMA CITY, OK
Past
March 20, 2009 - November 16, 2012
HILLTOP SECURITIES INC.
BD
CRD#: 6220
OKLAHOMA CITY, OK
Past
May 28, 2003 - April 14, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
NORMAN, OK
Past
May 23, 2003 - April 14, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NORMAN, OK
Past
September 13, 1999 - May 29, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LINDSAY, OK
Past
September 13, 1999 - May 29, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
November 27, 1990 - October 29, 1999
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MCGUIRE CAPITAL ADVISORS, INC.
HUNTER MCGUIRE CAPITAL MANAGEMENT, L.L.C. | MCGUIRE CAPITAL MANAGEMENT, L.L.C. | MCGUIRE CAPITAL ADVISORS, INC. | MCGUIRE ADVISORS
CRD#: 164549 / SEC#: 801-133863
RIA
Registered Investment Advisory firm - (7/11/2025 Approved)Oklahoma
Registered Investment Advisory firm - (7/29/2025 Terminated)Texas
Registered Investment Advisory firm - (7/24/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oklahoma(11/28/2012)
IAR
Texas(6/11/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 3/6/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MC
MCGUIRE CAPITAL ADVISORS, INC.
HUNTER MCGUIRE CAPITAL MANAGEMENT, L.L.C. | MCGUIRE CAPITAL MANAGEMENT, L.L.C. | MCGUIRE CAPITAL ADVISORS, INC. | MCGUIRE ADVISORS
CRD#: 164549 / SEC#: 801-133863
RIA
Registered Investment Advisory firm - (7/11/2025 Approved)Oklahoma
Registered Investment Advisory firm - (7/29/2025 Terminated)Texas
Registered Investment Advisory firm - (7/24/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6632 Nw 39th Expy, Bethany, OK 73008-2760
Mailing Address
Phone number
(405) 378-2233
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,689 |
| AUM (Assets Under Management) | $ 116,140,538 |
Red Flags
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