Sharon E. Ratchford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Eulene Ratchford, who also goes by Sharon Eulene Azcona, Sharon Ratchford, Sharon E Thompson, Sharon Eulene Thompson, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1991. Sharon had worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2004 - December 5, 2006
INDEPENDENT ADVISERS GROUP CORP
March 3, 2004 - December 31, 2007
OSAIC FS, INC.
January 30, 1991 - December 31, 2023
OSAIC FS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INDEPENDENT ADVISERS GROUP CORP
CRD#: 106684 / SEC#: 801-50971
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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