Eric A. Nye

NYE WEALTH MANAGEMENT LLC

HUDSON, OH 44236

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CRD#: 2106058

Professional summary

Eric Allen Nye, CFP®, ChFC®, CLU®, who also goes by Rick Nye, is a registered financial advisor currently at NYE WEALTH MANAGEMENT LLC located in Hudson, Ohio.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Eric has worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Estate Planning

Investment Planning

Comprehensive Financial Planni...

Retirement Planning

Long-term Care

Retirement Income Management

Insurance Planning

Are you a "fiduciary"?

Yes

Aliases

Rick Nye

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRESIDENT/CEO OF EAN AGENCY, LLC LOCATED IN HUDSON, OHIO. PRIMARY BUSINESS IS FIXED INSURANCE (NON-INVESTMENT RELATED). COMMISSIONS EARNED ON PRODUCTS SOLD. APPROXIMATELY 80% OF TIME DEVOTED TO THESE ACTIVITIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Allen Nye's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

March 14, 2014 - Present

NYE WEALTH MANAGEMENT LLC

Office #1: 85 South Main Street, Hudson, OH 44236

RIA

CRD#: 170415

HUDSON, OH

Past

February 16, 2012 - December 7, 2012

NAMCOA

RIA

CRD#: 133978

MOORESVILLE, NC

Past

November 26, 2010 - December 26, 2013

LONGEVITY CAPITAL LLC

CRD#: 153053

HUDSON, OH

Past

January 8, 2010 - December 31, 2010

MERIDIAN UNITED CAPITAL, LLC

CRD#: 122924

HUDSON, OH

Past

June 18, 2009 - August 1, 2011

NYE WEALTH MANAGEMENT LLC

RIA

CRD#: 147661

HUDSON, OH

Past

September 16, 2008 - June 9, 2009

THE PLANNING GROUP

RIA

CRD#: 113887

HUDSON, OH

Past

October 7, 2003 - June 9, 2009

MERIDIAN UNITED CAPITAL, LLC

CRD#: 122924

SCOTTSDALE, AZ

Past

August 16, 1995 - April 30, 2002

CINCINNATI ANALYSTS, INC.

CRD#: 5478

CINCINNATI, OH

Past

August 16, 1994 - August 24, 1995

INTERCAROLINA FINANCIAL SERVICES, INC.

CRD#: 19475

GREENSBORO, NC

Past

December 3, 1993 - August 30, 1994

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

March 25, 1991 - December 2, 1993

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NYE WEALTH MANAGEMENT LLC

NYE WEALTH MANAGEMENT LLC | OHANIAN, LISA L.

CRD#: 170415 / SEC#: 801-132608

RIA

Registered Investment Advisory firm - (4/29/2025 Approved)

Florida

Registered Investment Advisory firm - (4/30/2025 Terminated)

Ohio

Registered Investment Advisory firm - (4/30/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/1/2014)

IAR

Ohio
(3/14/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/4/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/22/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/3/2010

General Securities Principal Examination

Current Firm

NYE WEALTH MANAGEMENT LLC

NYE WEALTH MANAGEMENT LLC | OHANIAN, LISA L.

CRD#: 170415 / SEC#: 801-132608

RIA

Registered Investment Advisory firm - (4/29/2025 Approved)

Florida

Registered Investment Advisory firm - (4/30/2025 Terminated)

Ohio

Registered Investment Advisory firm - (4/30/2025 Terminated)

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Contact information

Main Address

85 South Main Street, Hudson, OH 44236

Mailing Address

Phone number

(330) 656-0007

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NYE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (3/30/2025)

Regulatory assets under management

Total Number of Accounts	232
AUM (Assets Under Management)	$ 106,837,856

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Eric A. Nye

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Allen Nye's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAMCOA

LONGEVITY CAPITAL LLC

MERIDIAN UNITED CAPITAL, LLC

NYE WEALTH MANAGEMENT LLC

THE PLANNING GROUP

MERIDIAN UNITED CAPITAL, LLC

CINCINNATI ANALYSTS, INC.

INTERCAROLINA FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

VESTAX SECURITIES CORPORATION

Primary Firm SEC Registration

NYE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/4/1996

Series 7

Date: 3/22/1991

Series 24

Date: 7/3/2010

Current Firm

NYE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NYE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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