Francis K. Foley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Kevin Foley, who also goes by F Kevin Foley, Francis Kevin Foley, was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1968. Francis had worked at 5 firms and has passed the Series 65 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2007 - January 15, 2013
FOLEY INVESTMENT MANAGEMENT, INC.
May 13, 1986 - June 6, 1988
FCM SECURITIES CORPORATION
October 28, 1985 - May 6, 1986
CIDCO INVESTMENT SERVICES, INC.
December 7, 1970 - July 19, 1982
J.C. BRADFORD & CO.
September 25, 1968 - April 7, 1971
F I DUPONT GLORE FORGAN & CO
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 11/17/1961
Registered Representative ExaminationCurrent Firm
FOLEY INVESTMENT MANAGEMENT, INC.
CRD#: 120813 / SEC#:
Contact information
Red Flags
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