Eugene C. Travis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Charles Travis, who also goes by Eugene Charles Travis Jr, Gene Travis, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1991. Eugene had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2013 - December 20, 2017
ENTREX CAPITAL MARKET, LLC
November 27, 2012 - February 25, 2014
FOREST SECURITIES,INC.
November 9, 2011 - January 23, 2012
EQUITABLE ADVISORS, LLC
November 7, 2011 - January 23, 2012
EQUITABLE ADVISORS, LLC
July 29, 2008 - December 10, 2009
BREWER INVESTMENT ADVISORS LLC
July 28, 2008 - December 10, 2009
BREWER FINANCIAL SERVICES, LLC
June 20, 2008 - August 6, 2008
INSIGHT SECURITIES, INC.
October 10, 2006 - August 6, 2008
INSIGHT SECURITIES, INC.
March 8, 1993 - October 6, 2006
BERNARDI SECURITIES, INC.
June 9, 1992 - June 18, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
June 9, 1992 - June 18, 1992
EQUITABLE ADVISORS, LLC
February 21, 1991 - January 13, 1992
RODMAN & RENSHAW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/2/2007
Limited Representative-Equity Trader ExamCurrent Firm
ENTREX CAPITAL MARKET, LLC
CRD#: 156352 / SEC#: , 8-68788
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
