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JH

Jonathan M. Horelick

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CRD#: 2105960
JH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jonathan Mark Horelick, who also goes by Jonathan M Horelick, was a registered financial professional .

Jonathan is a previously registered financial professional and started their career in finance in 1990. Jonathan had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jonathan M Horelick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 1, 2020 - May 2, 2024

LIQUIDITY.IO, LLC

BD
CRD#: 289499
WHITEFISH, MT
Past

January 7, 2019 - September 17, 2019

HORACE MANN INVESTORS, INC.

BD
CRD#: 11643
Hamden, CT
Past

February 21, 2017 - February 27, 2018

DAVID LERNER ASSOCIATES, INC.

BD
CRD#: 5397
WESTPORT, CT
Past

March 18, 2008 - February 2, 2017

KAIETEUR INVESTMENTS LLC

BD
CRD#: 145152
New York, NY
Past

January 18, 2007 - March 13, 2008

EQUUS FINANCIAL CONSULTING LLC

BD
CRD#: 131449
WESTPORT, CT
Past

November 1, 2004 - January 19, 2007

TRADITION SECURITIES AND DERIVATIVES LLC

BD
CRD#: 28269
CHICAGO, IL
Past

August 2, 2004 - November 1, 2004

J.P.R. CAPITAL CORP.

BD
CRD#: 38056
SYOSSET, NY
Past

March 11, 2004 - May 18, 2004

AXIOM CAPITAL MANAGEMENT, INC.

BD
CRD#: 26580
NEW YORK, NY
Past

October 28, 1991 - December 31, 1992

EQUITY SERVICES, INC.

BD
CRD#: 265
Past

December 18, 1990 - June 3, 1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
Past

December 18, 1990 - June 3, 1991

PRUCO SECURITIES, LLC.

BD
CRD#: 5685

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/30/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/27/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/9/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/17/1990
Investment Company Products/Variable Contracts Representative Examination

Current Firm

LL
LIQUIDITY.IO, LLC
ARQ ADVISORS LLC | LIQUIDITY.IO, LLC | ARQ SECURITIES

CRD#: 289499 / SEC#: , 8-70000

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
350 Sugarbowl Circle, Whitefish, MT 59937
Mailing Address
350 Sugarbowl Circle, Whitefish, MT 59937
Phone number
(908) 608-8831
Established
Delaware since 01/02/2015
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SATSCHEL INCOWNER
CHOI, ERICCEO/PRINCIPAL/CCO2705845
BASKETT, ERINCFO/FINOP4538604
BEVAUN, MARLONFINOP6259795

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIQUIDITY.IO, LLC

CRD#: 289499

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