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JH

Jonathan M. Horelick

BROAD STREET CAPITAL MARKETS
Holmdel, NJ 07733
CRD#: 2105960
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JH
Jonathan Mark HorelickBROAD STREET CAPITAL MARKETS

Professional summary

Jonathan Mark Horelick, who also goes by Jonathan M Horelick, is a registered financial professional currently at BROAD STREET CAPITAL MARKETS, LLC located in Holmdel, New Jersey.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1990. Jonathan has worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jonathan M Horelick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Mark Horelick's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 29, 2026 - Present

BROAD STREET CAPITAL MARKETS, LLC

Office #1: 101 Crawfords Corner Rd Suite 4116, Holmdel, NJ 07733
BD
CRD#: 104026
Holmdel, NJ
Past

April 26, 2026 - May 22, 2026

COGENT ASSOCIATES, LLC

BD
CRD#: 330920
WOODSTOCK, VT
Past

October 1, 2020 - May 2, 2024

LIQUIDITY.IO, LLC

BD
CRD#: 289499
BOCA GRANDE, FL
Past

January 7, 2019 - September 17, 2019

HORACE MANN INVESTORS, INC.

BD
CRD#: 11643
Hamden, CT
Past

February 21, 2017 - February 27, 2018

DAVID LERNER ASSOCIATES, INC.

BD
CRD#: 5397
WESTPORT, CT
Past

March 18, 2008 - February 2, 2017

KAIETEUR INVESTMENTS LLC

BD
CRD#: 145152
New York, NY
Past

January 18, 2007 - March 13, 2008

EQUUS FINANCIAL CONSULTING LLC

BD
CRD#: 131449
WESTPORT, CT
Past

November 1, 2004 - January 19, 2007

TRADITION SECURITIES AND DERIVATIVES LLC

BD
CRD#: 28269
CHICAGO, IL
Past

August 2, 2004 - November 1, 2004

J.P.R. CAPITAL CORP.

BD
CRD#: 38056
SYOSSET, NY
Past

March 11, 2004 - May 18, 2004

AXIOM CAPITAL MANAGEMENT, INC.

BD
CRD#: 26580
NEW YORK, NY
Past

October 28, 1991 - December 31, 1992

EQUITY SERVICES, INC.

BD
CRD#: 265
Past

December 18, 1990 - June 3, 1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
Past

December 18, 1990 - June 3, 1991

PRUCO SECURITIES, LLC.

BD
CRD#: 5685

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(5/29/2026)
RR
New York
(5/29/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 3/30/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/27/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/9/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/17/1990
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BROAD STREET CAPITAL MARKETS, LLC
AMERICAN DIVERSIFIED FINANCIAL GROUP LLC | BROAD STREET CAPITAL MARKETS, LLC

CRD#: 104026 / SEC#: , 8-52487

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
101 Crawfords Corner Rd Suite 4116, Holmdel, NJ 07733
Mailing Address
101 Crawfords Corner Rd Suite 4116, Holmdel, NJ 07733
Phone number
(862) 367-9930
Established
Indiana since 02/03/2000
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BERGEN CAPITAL ADVISORS, LLCOWNER
ADDERLY, ANDREW GENECEO/CHIEF COMPLIANCE OFFICER4388648
RANKEL, WILLIAM EDWINFINOP/CFO2074785

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BROAD STREET CAPITAL MARKETS, LLC

CRD#: 104026Holmdel, NJ 07733

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