Donald M. Foley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Martin Foley was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1970. Donald had worked at 8 firms and has passed the Series 63, Series 7, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 1986 - February 3, 1988
PRINTON, KANE GOVERNMENT SECURITIES, INC.
September 24, 1984 - October 3, 1985
LEHMAN BROTHERS INC.
March 23, 1983 - September 28, 1984
INVEST FINANCIAL CORPORATION
November 30, 1982 - March 8, 1983
PRUDENTIAL EQUITY GROUP, LLC
August 3, 1978 - December 23, 1979
LPL FINANCIAL LLC
March 23, 1976 - January 17, 1978
E. F. HUTTON & COMPANY INC
October 5, 1973 - July 5, 1974
ROBERTS, SCOTT & CO., INC.
July 18, 1973 - September 21, 1973
H. HENTZ & CO., INC.
June 26, 1970 - June 23, 1973
ROBERTS, SCOTT & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/1/1962
Registered Representative ExaminationSeries 40
Date: 7/19/1969
Registered Principal ExaminationCurrent Firm
PRINTON, KANE GOVERNMENT SECURITIES, INC.
CRD#: 17733 / SEC#: , 8-35699
Contact information
Documents
Red Flags
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