Brian F. Foley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Francis Foley was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1967. Brian had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2020 - January 4, 2021
PODESTA CAPITAL ADVISORS
February 22, 2010 - December 31, 2019
PODESTA & CO.
February 22, 2010 - December 31, 2019
PODESTA & CO.
January 16, 2001 - February 26, 2010
RBC CAPITAL MARKETS, LLC
January 12, 2001 - February 26, 2010
RBC CAPITAL MARKETS, LLC
January 2, 1997 - January 22, 2001
ABN AMRO INCORPORATED
September 28, 1967 - January 2, 1997
THE CHICAGO CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/18/1960
Registered Representative ExaminationSeries 40
Date: 9/20/1967
Registered Principal ExaminationCurrent Firm
PODESTA CAPITAL ADVISORS
CRD#: 291417 / SEC#:
Contact information
Red Flags
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