Norman J. Foisy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman John Foisy was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 1972. Norman had worked at 14 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 1986 - February 3, 1987
ENEX SECURITIES CORPORATION
June 24, 1985 - August 19, 1985
TRANSAMERICA CAPITAL, LLC
December 19, 1983 - February 19, 1985
CONVEST SECURITIES DISTRIBUTORS, INC.
October 12, 1982 - October 18, 1983
THE COLUMBIAN SECURITIES CORPORATION
October 1, 1980 - January 4, 1984
HUFF-MCMILLIN, INCORPORATED
August 2, 1979 - October 30, 1980
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
May 18, 1977 - August 17, 1979
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
May 10, 1976 - November 15, 1976
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
April 3, 1975 - April 29, 1976
DREXEL BURNHAM LAMBERT INCORPORATED
June 24, 1974 - March 24, 1975
KIDDER, PEABODY & CO., INCORPORATED
April 8, 1974 - July 26, 1974
CLARK, DODGE & CO., INCORPORATED
August 30, 1973 - May 19, 1974
THOMSON MCKINNON SECURITIES INC.
February 27, 1973 - September 27, 1973
DOMIK CORP.
April 21, 1972 - May 1, 1973
SHEARSON, HAMMILL & CO., INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/17/1972
Registered Representative ExaminationCurrent Firm
ENEX SECURITIES CORPORATION
CRD#: 8591 / SEC#: , 8-25690
Contact information
Documents
Red Flags
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