Deanne K. Irving
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deanne Kittel Irving, who also goes by Deanne Kittel, was a registered financial professional .
Deanne is a previously registered financial professional and started their career in finance in 1990. Deanne had worked at 5 firms and has passed the Series 66, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2013 - November 30, 2020
IRVING PLANNING & INVESTMENTS, LTD.
April 8, 1999 - May 24, 2012
FSC SECURITIES CORPORATION
November 29, 1996 - July 21, 2004
EMPOWER FINANCIAL SERVICES, INC.
April 30, 1993 - November 29, 1996
THE GREAT-WEST LIFE ASSURANCE COMPANY
October 31, 1990 - December 31, 1991
CONSOLIDATED INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IRVING PLANNING & INVESTMENTS, LTD.
CRD#: 109978 / SEC#: 801-63994
Contact information
Regulatory assets under management
| Total Number of Accounts | 340 |
| AUM (Assets Under Management) | $ 71,881,232 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
