Joel H. Kabaker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Howard Kabaker was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1990. Joel had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 26 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2014 - May 4, 2023
P.J. ROBB VARIABLE, LLC
October 29, 2002 - January 18, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 18, 2002 - December 31, 2015
SAK FINANCIAL LLC
May 18, 1991 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
May 18, 1991 - January 18, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 14, 1990 - May 3, 1991
METROPOLITAN LIFE INSURANCE COMPANY
December 14, 1990 - May 3, 1991
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 12
Date: 11/2/1999
NYSE Branch Manager ExaminationCurrent Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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