James J. Castagna
Professional summary
James Joseph Castagna, CFP®, who also goes by Jamie Castagna, is a registered financial advisor currently at NOBLE FINANCIAL ADVISORS LLC .
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. James has worked at 5 firms and has passed the Series 66, Series 63, Series 3, Series 7 and Series 8 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Joseph Castagna's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2012 - Present
NOBLE FINANCIAL ADVISORS LLC
January 30, 2003 - September 28, 2010
CHARLES SCHWAB & CO., INC.
February 25, 1992 - September 28, 2010
CHARLES SCHWAB & CO., INC.
February 8, 1991 - June 4, 1991
IDS LIFE INSURANCE COMPANY
February 8, 1991 - June 4, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
November 23, 1990 - December 14, 1990
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/25/2012)
(7/17/2012)
(7/18/2014)
Exams
Series 8
Date: 8/2/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NOBLE FINANCIAL ADVISORS LLC
CRD#: 164830 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 3,337,198 |
Red Flags
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