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DH

David C. Hart

GRANT PRIVATE WEALTH MANAGEMENT
PLEASANTON, CA 94588
CRD#: 2105155
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DH
David Charles HartGRANT PRIVATE WEALTH MANAGEMENT

Professional summary

David Charles Hart, who also goes by David Hart, Dave Hart, is a registered financial advisor currently at GRANT PRIVATE WEALTH MANAGEMENT located in Pleasanton, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. David has worked at 10 firms and has passed the Series 63, Series 79TO, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 24, Series 4, Series 53 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

David Hart | Dave Hart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Charles Hart's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 3, 2026 - Present

GRANT PRIVATE WEALTH MANAGEMENT

Office #1: 4683 Chabot Drive Suite 101, Pleasanton, CA 94588
RIA
CRD#: 292917
PLEASANTON, CA
Past

June 17, 2025 - November 24, 2025

BLAYLOCK VAN, LLC

BD
CRD#: 145317
OAKLAND, CA
Past

January 29, 2021 - June 9, 2025

CINCAP INVESTMENT GROUP, LLC

BD
CRD#: 118392
CINCINNATI, OH
Past

March 24, 1999 - June 15, 2020

ROSS, SINCLAIRE & ASSOCIATES, LLC

BD
CRD#: 25440
ALAMEDA, CA
Past

November 9, 1998 - February 17, 1999

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CLEVELAND, OH
Past

September 23, 1997 - November 9, 1998

KEY CAPITAL MARKETS, INC.

BD
CRD#: 39832
CLEVELAND, OH
Past

May 24, 1994 - September 26, 1997

L.M. KOHN & COMPANY

BD
CRD#: 27913
CINCINNATI, OH
Past

April 11, 1994 - June 1, 1994

ROBERT THOMAS SECURITIES, INC

BD
CRD#: 10147
ST. PETERSBURG, FL
Past

June 7, 1991 - November 15, 1993

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI
Past

November 23, 1990 - May 28, 1991

HIBBARD BROWN & CO., INC.

BD
CRD#: 18246
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GP
GRANT PRIVATE WEALTH MANAGEMENT
GRANT PRIVATE WEALTH MANAGEMENT | GRANT TRUST, INC. | GRANT PRIVATE WEALTH MANAGEMENT, INC.

CRD#: 292917 / SEC#: 801-130925

RIA
Registered Investment Advisory firm - (8/16/2024 Approved)
California
Registered Investment Advisory firm - (9/18/2024 Terminated)
Texas
Registered Investment Advisory firm - (8/19/2024 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/3/2026)
IAR
Texas
(6/3/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/6/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 5/17/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 11/21/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/12/2004
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/8/1994
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 6/13/1994
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 28
Date: 5/11/1994
Introducing Broker/Dealer Financial Operations Principal Examination

Current Firm

GP
GRANT PRIVATE WEALTH MANAGEMENT
GRANT PRIVATE WEALTH MANAGEMENT | GRANT TRUST, INC. | GRANT PRIVATE WEALTH MANAGEMENT, INC.

CRD#: 292917 / SEC#: 801-130925

RIA
Registered Investment Advisory firm - (8/16/2024 Approved)
California
Registered Investment Advisory firm - (9/18/2024 Terminated)
Texas
Registered Investment Advisory firm - (8/19/2024 Terminated)
Loading...

Contact information

Main Address
4683 Chabot Drive Suite 101, Pleasanton, CA 94588
Mailing Address
Phone number
(925) 378-5000
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A & 2B SEC (2/27/2026)

Regulatory assets under management

Total Number of Accounts482
AUM (Assets Under Management)$ 196,273,760

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GRANT PRIVATE WEALTH MANAGEMENT

CRD#: 292917Pleasanton, CA 94588

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