David C. Hart
Professional summary
David Charles Hart, who also goes by David Hart, Dave Hart, is a registered financial professional currently at BLAYLOCK VAN, LLC located in Oakland, California.
David is registered as a RR (Registered Representative) and started their career in finance in 1990. David has worked at 9 firms and has passed the Series 63, Series 79TO, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 24, Series 4, Series 53 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Charles Hart's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2025 - Present
BLAYLOCK VAN, LLC
Office #1: 350 Frank H. Ogawa Plaza 10th Floor, Oakland, CA, 94612January 29, 2021 - June 9, 2025
CINCAP INVESTMENT GROUP, LLC
March 24, 1999 - June 15, 2020
ROSS, SINCLAIRE & ASSOCIATES, LLC
November 9, 1998 - February 17, 1999
KEYBANC CAPITAL MARKETS INC.
September 23, 1997 - November 9, 1998
KEY CAPITAL MARKETS, INC.
May 24, 1994 - September 26, 1997
L.M. KOHN & COMPANY
April 11, 1994 - June 1, 1994
ROBERT THOMAS SECURITIES, INC
June 7, 1991 - November 15, 1993
FIDELITY BROKERAGE SERVICES LLC
November 23, 1990 - May 28, 1991
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/17/2025)
(6/17/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/17/2000
Limited Representative-Equity Trader ExamSeries 28
Date: 5/11/1994
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
BLAYLOCK VAN, LLC
CRD#: 145317 / SEC#: 801-69136, 8-67721
Contact information
FINRA licenses (36 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT VAN SECURITIES, INC | SOLE VOTING MEMBER | |
| BLAYLOCK & COMPANY, INC | NON-VOTING MEMBER | |
| CIULLA, ALEXANDER JOHN | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2635660 |
| HOUGH, JERVIS BENNETT | BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 4291302 |
| KALISPEL TRIBAL ECONOMIC AUTHORITY | NON-VOTING MEMBER | |
| SEAPORT GLOBAL SECURITIES LLC | SHAREHOLDER | 116270 |
| STANDIFER, ERIC VAN | MANAGER; CEO; GSP; MSP | 1025776 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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