David C. Hart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Charles Hart, who also goes by David Hart, Dave Hart, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1990. David had worked at 9 firms and has passed the Series 63, Series 79TO, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 24, Series 4, Series 53 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2025 - November 24, 2025
BLAYLOCK VAN, LLC
January 29, 2021 - June 9, 2025
CINCAP INVESTMENT GROUP, LLC
March 24, 1999 - June 15, 2020
ROSS, SINCLAIRE & ASSOCIATES, LLC
November 9, 1998 - February 17, 1999
KEYBANC CAPITAL MARKETS INC.
September 23, 1997 - November 9, 1998
KEY CAPITAL MARKETS, INC.
May 24, 1994 - September 26, 1997
L.M. KOHN & COMPANY
April 11, 1994 - June 1, 1994
ROBERT THOMAS SECURITIES, INC
June 7, 1991 - November 15, 1993
FIDELITY BROKERAGE SERVICES LLC
November 23, 1990 - May 28, 1991
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/17/2000
Limited Representative-Equity Trader ExamSeries 28
Date: 5/11/1994
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
BLAYLOCK VAN, LLC
CRD#: 145317 / SEC#: 801-69136, 8-67721
Contact information
FINRA licenses (36 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT VAN SECURITIES, INC | SOLE VOTING MEMBER | |
| BLAYLOCK & COMPANY, INC | NON-VOTING MEMBER | |
| CIULLA, ALEXANDER JOHN | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2635660 |
| HOUGH, JERVIS BENNETT | BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 4291302 |
| KALISPEL TRIBAL ECONOMIC AUTHORITY | NON-VOTING MEMBER | |
| SEAPORT GLOBAL SECURITIES LLC | SHAREHOLDER | 116270 |
| STANDIFER, ERIC VAN | MANAGER; CEO; GSP; MSP | 1025776 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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