TE
Timothy S. Everitt
BMO CAPITAL MARKETS
BOSTON, MA 02110
Some features on this profile are disabled
CRD#: 2105110
TE
Professional summary
Timothy Spencer Everitt, who also goes by Timothy Spencer Everitt, is a registered financial professional currently at BMO CAPITAL MARKETS CORP. located in Boston, Massachusetts.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1991. Timothy has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Timothy Spencer Everitt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Timothy Spencer Everitt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 2025 - Present
BMO CAPITAL MARKETS CORP.
Office #1: 100 High Street Suite 2600, Boston, MA 02110BD
CRD#: 16686
BOSTON, MA
Past
August 24, 2023 - June 12, 2025
STONEX FINANCIAL INC.
BD
CRD#: 45993
WINTER PARK, FL
Past
January 19, 2016 - September 20, 2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
BOSTON, MA
Past
February 17, 2015 - January 15, 2016
TRUMID FINANCIAL LLC
BD
CRD#: 172129
Beverly, MA
Past
October 17, 2011 - March 3, 2015
NOMURA SECURITIES INTERNATIONAL, INC.
BD
CRD#: 4297
BOSTON, MA
Past
October 14, 2009 - September 30, 2011
UBS SECURITIES LLC
BD
CRD#: 7654
BOSTON, MA
Past
January 21, 1991 - July 11, 1995
DEAM INVESTOR SERVICES, INC.
BD
CRD#: 754
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/8/2025)
RR
Alaska(7/8/2025)
RR
Arizona(7/8/2025)
RR
Arkansas(7/8/2025)
RR
California(7/8/2025)
RR
Colorado(7/8/2025)
RR
Connecticut(7/8/2025)
RR
Delaware(7/8/2025)
RR
District of Columbia(7/8/2025)
RR
Florida(7/8/2025)
RR
Georgia(7/8/2025)
RR
Hawaii(7/8/2025)
RR
Idaho(7/8/2025)
RR
Illinois(7/8/2025)
RR
Indiana(7/8/2025)
RR
Iowa(7/8/2025)
RR
Kansas(7/8/2025)
RR
Kentucky(7/8/2025)
RR
Louisiana(7/8/2025)
RR
Maine(7/8/2025)
RR
Maryland(7/8/2025)
RR
Massachusetts(7/8/2025)
RR
Michigan(7/8/2025)
RR
Minnesota(7/8/2025)
RR
Mississippi(7/8/2025)
RR
Missouri(7/8/2025)
RR
Montana(7/8/2025)
RR
Nebraska(7/8/2025)
RR
Nevada(7/8/2025)
RR
New Hampshire(7/8/2025)
RR
New Jersey(7/8/2025)
RR
New Mexico(7/8/2025)
RR
New York(7/8/2025)
RR
North Carolina(7/8/2025)
RR
North Dakota(7/8/2025)
RR
Ohio(7/8/2025)
RR
Oklahoma(7/8/2025)
RR
Oregon(7/8/2025)
RR
Pennsylvania(7/8/2025)
RR
Rhode Island(7/8/2025)
RR
South Carolina(7/8/2025)
RR
South Dakota(7/8/2025)
RR
Tennessee(7/8/2025)
RR
Texas(7/8/2025)
RR
Utah(7/8/2025)
RR
Vermont(7/8/2025)
RR
Virginia(7/8/2025)
RR
Washington(7/8/2025)
RR
West Virginia(7/8/2025)
RR
Wisconsin(7/8/2025)
RR
Wyoming(7/8/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BC
BMO CAPITAL MARKETS CORP.
B2RICK SECURITIES | HARRIS NESBITT GERARD, INC. | HARRIS NESBITT CORP. | GERARD KLAUER MATTISON & COMPANY | GERARD KLAUER MATTISON & CO.,L.L.C. | GERARD KLAUER MATTISON & CO., L.L.C. | GERARD KLAUER MATTISON & CO., INC. | BRICK SECURITIES PARTNERS, L.P. | BRICK SECURITIES ASSOCIATES | BMO CAPITAL MARKETS CORP.
CRD#: 16686 / SEC#: 801-73047, 8-34344
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
151 West 42nd Street, New York, NY 10036
Mailing Address
151 West 42nd Street, New York, NY 10036
Phone number
(212) 702-1101
Established
Delaware since 03/28/1988
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,275
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | SHAREHOLDER | |
| BRICKLEY, THOMAS JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 3028843 |
| ESTEY, WARREN FRANCIS | MANAGING DIRECTOR, INVESTMENT BANKING | 3114183 |
| FORLENZA, MICHAEL | HEAD, CHIEF OPERATING OFFICER | 5886049 |
| KAHRAMAN, LEVENT | MANAGING DIRECTOR, GLOBAL MARKETS | 2802822 |
| WOODWARD, JOEL EDWARD | CHIEF FINANCIAL OFFICER | 5467904 |
| YUKILEVICH, DANIEL | CHIEF COMPLIANCE OFFICER | 5635481 |
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,210,751,477 |
Disclosures
| Regulatory Event | 46 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BMO CAPITAL MARKETS CORP.
CRD#: 16686Boston, MA 02110TRUST BUT VERIFY
Monitor Timothy Everitt
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
