John C. Flanders
Professional summary
John Charles Flanders JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, John had worked at 5 firms, which includes SCOTTSDALE CAPITAL ADVISORS CORP, MOMENTUM INDEPENDENT NETWORK INC., MORGAN SPAULDING INC., AMERICAN FRONTEER FINANCIAL CORPORATION, CHATFIELD DEAN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2003 - December 16, 2004
SCOTTSDALE CAPITAL ADVISORS CORP
November 5, 2003 - December 12, 2003
MOMENTUM INDEPENDENT NETWORK INC.
September 23, 2003 - October 22, 2003
MORGAN SPAULDING, INC.
October 9, 2002 - October 20, 2003
SCOTTSDALE CAPITAL ADVISORS CORP
April 17, 1991 - October 3, 1991
AMERICAN FRONTEER FINANCIAL CORPORATION
November 23, 1990 - April 3, 1991
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
SCOTTSDALE CAPITAL ADVISORS CORP
CRD#: 118786 / SEC#: 801-60965, 8-53685
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
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