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Paul M. Barausky

SEALY INVESTMENT SECURITIES
DALLAS, TX 75206
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CRD#: 2104993
PB

Professional summary


Paul Michael Barausky, who also goes by Paul M Barausky, is a registered financial professional currently at SEALY INVESTMENT SECURITIES, LLC located in Dallas, Texas.

Paul is registered as a RR (Registered Representative) and started their career in finance in 1991. Paul has worked at 12 firms and has passed the Series 63, Series 65, Series 22TO, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Paul M Barausky

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Paul Michael Barausky's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 15, 2019 - Present

SEALY INVESTMENT SECURITIES, LLC

Office #1: 5910 N. Central Expressway Suite 1700, Dallas, TX 75206Office #2: 5910 N. Central Expressway, Suite 1700, Dallas, TX 75206
BD
CRD#: 300691
DALLAS, TX
Past

October 26, 2018 - April 22, 2019

S2K FINANCIAL LLC

BD
CRD#: 248786
ORLANDO, FL
Past

March 26, 2010 - October 3, 2018

STIRA CAPITAL MARKETS GROUP, LLC

BD
CRD#: 141277
IRVINE, CA
Past

September 29, 2009 - March 22, 2010

MARKEL NEWTON

BD
CRD#: 131662
TOLUCA LAKE, CA
Past

April 2, 2007 - October 9, 2007

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
DENVER, CO
Past

August 9, 2006 - May 18, 2007

HAYS ADVISORY, LLC

RIA
CRD#: 113713
BRENTWOOD, TN
Past

December 11, 2003 - June 30, 2004

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA
Past

April 7, 2003 - August 28, 2003

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
HOUSTON, TX
Past

March 21, 2003 - August 28, 2003

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

December 19, 2002 - March 10, 2003

INVESCO CAPITAL MARKETS, INC.

BD
CRD#: 6939
HOUSTON, TX
Past

February 27, 1997 - December 9, 2002

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
HOUSTON, TX
Past

February 18, 1994 - February 11, 1997

GLOBAL ATLANTIC DISTRIBUTORS, LLC

BD
CRD#: 8326
HARTFORD, CT
Past

June 14, 1993 - July 30, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

January 18, 1991 - June 9, 1993

GLOBAL ATLANTIC DISTRIBUTORS, LLC

BD
CRD#: 8326
HARTFORD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/12/2020)
RR
Alaska
(8/12/2020)
RR
Arizona
(8/12/2020)
RR
Arkansas
(8/12/2020)
RR
California
(8/12/2020)
RR
Colorado
(8/12/2020)
RR
Connecticut
(8/12/2020)
RR
Delaware
(8/12/2020)
RR
District of Columbia
(8/12/2020)
RR
Florida
(2/10/2022)
RR
Georgia
(8/12/2020)
RR
Hawaii
(8/12/2020)
RR
Idaho
(8/12/2020)
RR
Illinois
(8/12/2020)
RR
Indiana
(8/12/2020)
RR
Iowa
(8/12/2020)
RR
Kansas
(8/12/2020)
RR
Kentucky
(8/12/2020)
RR
Louisiana
(8/12/2020)
RR
Maine
(8/12/2020)
RR
Maryland
(8/12/2020)
RR
Massachusetts
(3/5/2020)
RR
Michigan
(8/12/2020)
RR
Minnesota
(8/12/2020)
RR
Mississippi
(8/12/2020)
RR
Missouri
(8/12/2020)
RR
Montana
(8/12/2020)
RR
Nebraska
(8/12/2020)
RR
Nevada
(8/12/2020)
RR
New Hampshire
(8/12/2020)
RR
New Jersey
(8/12/2020)
RR
New Mexico
(8/12/2020)
RR
New York
(8/12/2020)
RR
North Carolina
(8/12/2020)
RR
North Dakota
(8/12/2020)
RR
Ohio
(8/16/2020)
RR
Oklahoma
(8/12/2020)
RR
Oregon
(8/12/2020)
RR
Pennsylvania
(8/12/2020)
RR
Rhode Island
(8/12/2020)
RR
South Carolina
(8/12/2020)
RR
South Dakota
(8/12/2020)
RR
Tennessee
(8/12/2020)
RR
Texas
(11/6/2019)
RR
Utah
(8/12/2020)
RR
Vermont
(8/12/2020)
RR
Virgin Islands
(8/12/2020)
RR
Virginia
(8/12/2020)
RR
Washington
(8/12/2020)
RR
West Virginia
(8/12/2020)
RR
Wisconsin
(8/12/2020)
RR
Wyoming
(8/12/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 2/22/2010
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/29/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


SI
SEALY INVESTMENT SECURITIES, LLC
SEALY INVESTMENT SECURITIES, LLC

CRD#: 300691 / SEC#: , 8-70340

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
5910 N. Central Expressway, Suite 1700, Dallas, TX 75206
Mailing Address
5910 N. Central Expressway, Suite 1700, Dallas, TX 75206
Phone number
(714) 812-1668
Established
Georgia since 12/19/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SEALY & COMPANY, LLCDIRECT OWNER
BARAUSKY, PAUL MICHAELCHIEF DISTRIBUTION OFFICER2104993
CARTER, ANA ROUMENOVAFINOP, PFO, POO4424794
JACKSON, PETER LYNNPRESIDENT & CEO4276062
MARTIN, CHRISTINA MARIECHIEF COMPLIANCE OFFICER6228852

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SEALY INVESTMENT SECURITIES, LLC

CRD#: 300691Dallas, TX 75206

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