Christopher J. Morser
Professional summary
Christopher John G Morser is a registered financial professional currently at MORGAN STANLEY DISTRIBUTION, INC. located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1990. Christopher has worked at 10 firms and has passed the Series 66, Series 63, Series 79TO, SIE, Series 7, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher John G Morser's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2009 - Present
MORGAN STANLEY DISTRIBUTION, INC.
Office #1: 1585 Broadway, New York, NY 10036August 5, 2009 - August 5, 2011
MORGAN STANLEY INVESTMENT ADVISORS INC.
June 1, 2009 - August 3, 2009
MORGAN STANLEY
June 1, 2009 - August 3, 2009
MORGAN STANLEY
July 27, 2006 - June 1, 2009
MORGAN STANLEY & CO. LLC
July 27, 2006 - June 1, 2009
MORGAN STANLEY & CO. LLC
July 9, 2003 - April 27, 2006
LITTLE RIVER CAPITAL, LLC
May 27, 2003 - April 27, 2006
S4 CAPITAL, LLC
September 13, 2000 - March 20, 2001
CITADEL TRADING GROUP L.L.C.
April 29, 1991 - November 29, 1993
AHT FINANCIAL GROUP, LTD.
November 14, 1990 - February 11, 1991
IDS LIFE INSURANCE COMPANY
November 14, 1990 - February 11, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 10/2/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
MORGAN STANLEY DISTRIBUTION, INC.
CRD#: 30344 / SEC#: , 8-44766
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. | OWNER | |
| FAHEY, LAWRENCE LOUIS | PRINCIPAL OPERATIONS OFFICER | 2097212 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER AND FINOP | 7463692 |
| MCMULLEN, FREDERICK ALLEN | DIRECTOR AND TEXAS DESIGNATED PRINCIPAL | 2537409 |
| SCHOEN, SAMANTHA JANE | DIRECTOR | 7006907 |
| WITKOS, MATTHEW JOSEPH | PRESIDENT AND DIRECTOR | 2034689 |
Red Flags
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