Robert A. Leon

HARBOUR FINANCIAL RESOURCES, LTD

SKOKIE, IL 60077

Some features on this profile are disabled

CRD#: 2104931

Professional summary

Robert Alan Leon, CFP® is a registered financial advisor currently at HARBOUR FINANCIAL RESOURCES, LTD located in Skokie, Illinois.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Robert has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CHIEF FINANCIAL OFFICER-PATRICIA RHODES INC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Alan Leon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

December 13, 1997 - Present

HARBOUR FINANCIAL RESOURCES, LTD

Office #1: 9933 Lawler Ave Suite 500, Skokie, IL 60077

RIA

CRD#: 110261

SKOKIE, IL

Past

January 24, 1994 - March 25, 2004

OAK RIDGE INVESTMENTS, INC.

CRD#: 25544

CHICAGO, IL

Past

January 1, 1991 - July 30, 1993

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARBOUR FINANCIAL RESOURCES, LTD

CRD#: 110261 / SEC#: 801-58020

RIA

Registered Investment Advisory firm - (10/17/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(12/13/1997)

IAR

Texas
(3/24/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/29/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/8/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/28/1990

General Securities Representative Examination

Current Firm

HARBOUR FINANCIAL RESOURCES, LTD

CRD#: 110261 / SEC#: 801-58020

RIA

Registered Investment Advisory firm - (10/17/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

9933 Lawler Ave., Suite 500, Skokie, IL 60077-4302

Mailing Address

Phone number

(847) 675-6836

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HARBOUR FINANCIAL RESOURCES, LTD ADV PART 2 (2/25/2025)

Regulatory assets under management

Total Number of Accounts	391
AUM (Assets Under Management)	$ 180,465,357

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

Jaime Villalobos

WILLIAM BLAIR

IAR

Chicago, IL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert A. Leon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Alan Leon's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARBOUR FINANCIAL RESOURCES, LTD

OAK RIDGE INVESTMENTS, INC.

KEOGLER, MORGAN & COMPANY, INC.

Primary Firm SEC Registration

HARBOUR FINANCIAL RESOURCES, LTD

State Registrations and Notice Filings

Exams

Series 65

Date: 8/29/1994

Series 63

Date: 7/8/1991

Series 7

Date: 12/28/1990

Current Firm

HARBOUR FINANCIAL RESOURCES, LTD

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARBOUR FINANCIAL RESOURCES, LTD

TRUST BUT VERIFY

Similar Advisors