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TS

Thomas F. Scuccimarra

ALT FUND DISTRIBUTORS LLC
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 2104913
TS

Professional summary

Thomas Francis Scuccimarra is a registered financial professional currently at ALT FUND DISTRIBUTORS LLC located in New York, New York.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1990. Thomas has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24, Series 26 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Francis Scuccimarra's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 11, 2025 - Present

ALT FUND DISTRIBUTORS LLC

Office #1: 140 East 45th Street Suite 19 B, New York, NY 10017
BD
CRD#: 146547
NEW YORK, NY
Past

January 27, 2023 - June 10, 2025

PFS INVESTMENTS INC.

RIA
CRD#: 10111
BROOKLYN, NY
Past

September 19, 2022 - June 10, 2025

PFS INVESTMENTS INC.

BD
CRD#: 10111
BROOKLYN, NY
Past

April 19, 2018 - October 12, 2020

CORECAP INVESTMENTS, LLC

BD
CRD#: 37068
SOUTHFIELD, MI
Past

April 11, 2018 - October 12, 2020

CORECAP ADVISORS

RIA
CRD#: 158819
Fresh Meadows, NY
Past

April 19, 2016 - April 5, 2018

CORECAP INVESTMENTS, LLC

BD
CRD#: 37068
SOUTHFIELD, MI
Past

June 19, 2014 - April 14, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
FLUSHING, NY
Past

July 17, 2008 - July 2, 2012

GE INVESTMENT DISTRIBUTORS, INC

BD
CRD#: 32087
STAMFORD, CT
Past

October 9, 2007 - March 13, 2008

WYNSTON HILL CAPITAL, LLC

BD
CRD#: 103811
BRANDON, SD
Past

January 27, 2005 - November 14, 2005

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 5496
WELLESLEY HILLS, MA
Past

March 10, 2003 - March 24, 2004

AMERICAN SKANDIA ADVISORY SERVICES, INC.

RIA
CRD#: 109211
SHELTON, CT
Past

November 13, 1995 - January 6, 2005

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

BD
CRD#: 21570
SHELTON, CT
Past

December 5, 1994 - September 28, 1995

WOOD LOGAN DISTRIBUTORS, INC.

BD
CRD#: 28199
OLD GREENWICH, CT
Past

June 9, 1993 - November 1, 1994

GLOBAL ATLANTIC DISTRIBUTORS, LLC

BD
CRD#: 8326
HARTFORD, CT
Past

May 23, 1991 - April 29, 1993

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

December 13, 1990 - January 1, 1992

FERRIS, BAKER WATTS, LLC

BD
CRD#: 285
BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(12/11/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/20/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/13/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/11/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/21/2009
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 8/12/2003
Investment Company Products/Variable Contracts Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 5/14/2002
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALT FUND DISTRIBUTORS LLC
ALT FUND DISTRIBUTORS LLC | CATALYST MUTUALS FUND DISTRIBUTORS LLC | CAPITAL REAL ESTATE SECURITIES, LLC | ASCENT REAL ESTATE SECURITIES, LLC | ASCENT REAL ESTATE SECURITIES LLC

CRD#: 146547 / SEC#: , 8-67829

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
140 East 45th Street Suite 19 B, New York, NY 10017
Mailing Address
140 East 45th Street Suite 19 B, New York, NY 10017
Phone number
(646) 757-8062
Established
Colorado since 12/18/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MFUND DISTRIBUTORS LLCOWNER
MEEHAN, KEVIN PATRICKCCO, FINOP4652695
MILDER, LARRY IRWINCEO1306646

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALT FUND DISTRIBUTORS LLC

CRD#: 146547New York, NY 10017

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