Mary T. Coughlin

BARNEGAT BAY CAPITAL MANAGEMENT LLC

Summit, NJ

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CRD#: 2104701

Professional summary

Mary Therese Coughlin, who also goes by Mary Coughlin, Mary T Shanker, is a registered financial advisor currently at BARNEGAT BAY CAPITAL MANAGEMENT LLC located in Summit, New Jersey.

Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Mary has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mary Coughlin | Mary T Shanker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Therese Coughlin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2010 - Present

BARNEGAT BAY CAPITAL MANAGEMENT LLC

RIA

CRD#: 111798

Summit, NJ

Past

October 27, 2004 - December 31, 2009

BARNEGAT BAY CAPITAL MANAGEMENT LLC

RIA

CRD#: 111798

BRANT BEACH, NJ

Past

March 3, 1998 - August 21, 1998

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

August 22, 1994 - March 15, 1996

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

October 31, 1990 - July 18, 1994

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(2/16/2010)

IAR

Pennsylvania
(8/26/2022)

IAR

Texas
(2/5/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/6/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/4/1991

General Securities Representative Examination

Current Firm

BARNEGAT BAY CAPITAL MANAGEMENT LLC

BARNEGAT BAY CAPITAL MANAGEMENT LLC | BARNEGAT BAY INVESTMENT ADVISORS, LLC

CRD#: 111798 / SEC#:

California

Registered Investment Advisory firm - (6/9/2010 Revoked)

New Jersey

Registered Investment Advisory firm - (10/8/1998 Approved)

New York

Registered Investment Advisory firm - (11/13/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/25/2022 Approved)

Texas

Registered Investment Advisory firm - (2/5/2020 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Brant Beach, NJ

Mailing Address

Phone number

(310) 496-6543

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	140
AUM (Assets Under Management)	$ 93,183,587

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mary T. Coughlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mary Therese Coughlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARNEGAT BAY CAPITAL MANAGEMENT LLC

BARNEGAT BAY CAPITAL MANAGEMENT LLC

SENTRA SECURITIES CORPORATION

LEHMAN BROTHERS INC.

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/6/1991

Series 7

Date: 10/4/1991

Current Firm

BARNEGAT BAY CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BARNEGAT BAY CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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