Jimmie V. Mendoza

CORNERSTONE ASSET MANAGEMENT

PUYALLUP, WA

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CRD#: 2104549

Professional summary

Jimmie Victor Mendoza JR is a registered financial advisor currently at CORNERSTONE ASSET MANAGEMENT, LLC located in Puyallup, Washington.

Jimmie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Jimmie has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jimmie Victor Mendoza JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2000 - Present

CORNERSTONE ASSET MANAGEMENT, LLC

RIA

CRD#: 117094

PUYALLUP, WA

Past

September 13, 1991 - January 3, 1996

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

May 1, 1991 - August 28, 1991

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 1, 1991 - August 28, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(12/16/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/6/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/13/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/29/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/1/1996

General Securities Principal Examination

Current Firm

CORNERSTONE ASSET MANAGEMENT, LLC

CORNERSTONE ASSET MANAGEMENT | CORNERSTONE ASSET MANAGEMENT, LLC

CRD#: 117094 / SEC#:

Washington

Registered Investment Advisory firm - (9/1/1999 Approved)

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Contact information

Main Address

Puyallup, WA

Mailing Address

Po Box 1285, Puyallup, WA 98371

Phone number

(253) 686-9122

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 4,634,174

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jimmie V. Mendoza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jimmie Victor Mendoza JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORNERSTONE ASSET MANAGEMENT, LLC

WADDELL & REED

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/6/1996

Series 63

Date: 11/13/1990

Series 7

Date: 4/29/1991

Series 24

Date: 8/1/1996

Current Firm

CORNERSTONE ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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