Sean Burke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Burke, who also goes by Sean Daniel Burke, Sean D Burke, was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 1991. Sean had worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2024 - February 5, 2026
INTERNATIONAL ASSETS ADVISORY, LLC
April 11, 2024 - February 5, 2026
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
March 30, 2022 - May 26, 2022
PARK AVENUE SECURITIES LLC
February 10, 2022 - May 26, 2022
PARK AVENUE SECURITIES LLC
August 13, 2018 - June 10, 2020
OPPENHEIMER & CO. INC.
August 13, 2018 - June 10, 2020
OPPENHEIMER & CO. INC.
November 23, 2016 - August 17, 2018
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC
November 17, 2016 - August 17, 2018
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
August 30, 2016 - November 18, 2016
B. RILEY WEALTH ADVISORS, INC.
August 8, 2016 - November 18, 2016
NATIONAL SECURITIES CORPORATION
November 19, 2014 - August 12, 2016
WELLS FARGO CLEARING SERVICES, LLC
October 27, 2014 - August 12, 2016
WELLS FARGO CLEARING SERVICES, LLC
March 11, 2009 - November 7, 2013
WELLS FARGO CLEARING SERVICES, LLC
January 23, 2009 - November 7, 2013
WELLS FARGO CLEARING SERVICES, LLC
April 2, 2007 - January 26, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - January 26, 2009
MORGAN STANLEY & CO. LLC
October 18, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
June 24, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
October 26, 1993 - June 28, 2005
A. G. EDWARDS & SONS, INC.
January 18, 1991 - January 28, 1991
HIBBARD BROWN & CO., INC.
January 18, 1991 - November 12, 1993
RYAN BECK & CO.
Primary Firm SEC Registration
INTERNATIONAL ASSETS ADVISORY, LLC
CRD#: 10645 / SEC#: 801-119029, 8-27736
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTERNATIONAL ASSETS ADVISORY, LLC
CRD#: 10645 / SEC#: 801-119029, 8-27736
Contact information
SEC notice filing (1 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PECUNIA MANAGEMENT, LLC | OWNER | |
| COFRANCESCO, EDWARD RICHARD | CEO | 2305035 |
| HARRIS, KEVIN ANDRE | FINOP | 7061906 |
| LAMPMAN, MATTHEW EDWARD | PRESIDENT/CHIEF OPERATING OFFICER | 6132493 |
| MOORE, ANN KATHERINE | CHIEF BUSINESS DEVELOPMENT OFFICER | 5535928 |
| NICHOLSON, MYRA PEARLE | CHIEF LEGAL OFFICER, CHIEF RISK OFFICER | 2740029 |
| WEINBERGER, DAVID S | REGISTERED OPTIONS PRINCIPAL / CHIEF FINANCIAL OFFICER / CHIEF REGULATORY OFFICER | 2676116 |
| WEISS, RICHARD JAY | CHIEF COMPLIANCE OFFICER, CHIEF AML CCO | 2523174 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
