John R. Bicket
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Richard Bicket, who also goes by Rich Bicket, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1971. John had worked at 11 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2013 - May 30, 2014
WFG INVESTMENTS, INC.
July 2, 2010 - September 5, 2012
WRP INVESTMENTS, INC.
October 31, 2008 - July 7, 2010
OSAIC SERVICES, INC.
October 1, 2002 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
February 1, 1988 - February 23, 1988
ROWLAND, SIMON & CO.
March 27, 1985 - February 1, 1988
I.M. SIMON & CO., INC.
January 17, 1984 - January 21, 1985
WZW FINANCIAL SERVICES, INC.
January 26, 1977 - January 31, 1984
AMERICAN UNITED LIFE INSURANCE COMPANY
January 31, 1974 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
March 13, 1972 - January 20, 1977
GENERAL AMERICAN LIFE INSURANCE COMPANY
October 1, 1971 - November 29, 1973
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/25/1971
Registered Representative ExaminationCurrent Firm
WFG INVESTMENTS, INC.
CRD#: 22704 / SEC#: , 8-39928
Contact information
Documents
Disclosures
| Regulatory Event | 23 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
