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John Richard Bicket

CRD# 21043·Registered 1971 - 2014
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Richard Bicket, who also goes by Rich Bicket, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1971 - 2014. John had worked at 11 firms and has passed the Series 63, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Rich Bicket

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

55 years in the financial services industry

Current & Past Employments

WFG INVESTMENTS, INC.·CRD# 22704
BD
Peoria, AZ
May 17, 2013 - May 30, 2014
WRP INVESTMENTS, INC.·CRD# 7365
BD
Phoenix, AZ
July 2, 2010 - September 5, 2012
OSAIC SERVICES, INC.·CRD# 133763
BD
Phoenix, AZ
October 31, 2008 - July 7, 2010
AMERICAN GENERAL SECURITIES INCORPORATED·CRD# 13626
BD
Phoenix, AZ
October 1, 2002 - October 31, 2008
ROWLAND, SIMON & CO.·CRD# 21666
BD
February 1, 1988 - February 23, 1988
I.M. SIMON & CO., INC.·CRD# 418
BD
March 27, 1985 - February 1, 1988
WZW FINANCIAL SERVICES, INC.·CRD# 5717
BD
January 17, 1984 - January 21, 1985
AMERICAN UNITED LIFE INSURANCE COMPANY·CRD# 1075
BD
January 26, 1977 - January 31, 1984
AMERICAN GENERAL EQUITY SERVICES CORPORATION·CRD# 5435
BD
Houston, TX
January 31, 1974 - October 1, 2002
GENERAL AMERICAN LIFE INSURANCE COMPANY·CRD# 3963
BD
March 13, 1972 - January 20, 1977
SUN LIFE FINANCIAL DISTRIBUTORS, INC.·CRD# 5496
BD
October 1, 1971 - November 29, 1973

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Current Firm

WI
WFG INVESTMENTS, INC.

THE (WILSON) WILLIAMS FINANCIAL GROUP | WILLIAMS, BUCHANAN & COMPANY, INC. | WILLIAMS FINANCIAL GROUP | WFG INVESTMENTS, INC.

CRD#: 22704 / SEC#: 8-39928
BD
Terminated by SEC on 11/21/2017

Contact Information

Established

Texas since 06/08/1988

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
WILLIAMS FINANCIAL GROUPOWNER—
WILLIAMS, DAVID WILSONPRESIDENT/CHIEF COMPLIANCE OFFICER4178982
WILLIAMS, WILSON HENRYCHAIRMAN OF THE BOARD, CEO834161

Disclosures

Regulatory Event

23

Civil Event

1

Arbitration

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1984About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Sep 1971

Series 24 — General Securities Principal Examination

Passed Mar 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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