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GF

Glenn A. Fogle

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CRD#: 2104115
GF

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Glenn Allen Fogle was a registered financial professional .

Glenn is a previously registered financial professional and started their career in finance in 1996. Glenn had worked at 4 firms .

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
As of 07/14/2017, Glenn Fogle is an occasional contributor of commentary for Netvest, a subscription-based educational web service located at 12575 Beatrice St, #B14 Los Angeles, CA 90066. The commentary he provides is related to stocks and markets, the economy, behavior and other investment related topics, but does not under any circumstances provide investment advice, or recommend a specific security or course of action. Glenn spends approximately 10 hours a month working with NetVest.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 2, 2017 - May 24, 2022

DRAWBRIDGE CAPITAL

RIA
CRD#: 128636
TULSA, OK
Past

February 2, 2016 - February 22, 2016

DRAWBRIDGE CAPITAL

RIA
CRD#: 128636
TULSA, OK
Past

November 28, 2012 - December 31, 2014

ACCELERATION ASSET MANAGEMENT, LLC

RIA
CRD#: 164748
OVERLAND PARK, KS
Past

February 15, 2011 - June 11, 2012

OXFORD CREEK CAPITAL MANAGEMENT, LLC

RIA
CRD#: 149144
KANSAS CITY, MO
Past

May 10, 1996 - October 18, 2006

AMERICAN CENTURY INVESTMENT MANAGEMENT INC

RIA
CRD#: 105778
KANSAS CITY, MO

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DC
DRAWBRIDGE CAPITAL
DRAWBRIDGE ASSET MANAGEMENT | REGENT FINANCIAL SERVICES, INC. | REGENT FINANCIAL SERVICES | DRAWBRIDGE CAPITAL, LLC | DRAWBRIDGE CAPITAL

CRD#: 128636 / SEC#: 801-115050

RIA
Registered Investment Advisory firm - (4/22/2019 Approved)
Arkansas
Registered Investment Advisory firm - (5/24/2019 Terminated)
California
Registered Investment Advisory firm - (6/24/2019 Terminated)
Connecticut
Registered Investment Advisory firm - (5/28/2019 Terminated)
Florida
Registered Investment Advisory firm - (5/24/2019 Terminated)
Oklahoma
Registered Investment Advisory firm - (4/24/2019 Terminated)
Texas
Registered Investment Advisory firm - (5/24/2019 Terminated)
Virginia
Registered Investment Advisory firm - (5/28/2019 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Current Firm


DC
DRAWBRIDGE CAPITAL
DRAWBRIDGE ASSET MANAGEMENT | REGENT FINANCIAL SERVICES, INC. | REGENT FINANCIAL SERVICES | DRAWBRIDGE CAPITAL, LLC | DRAWBRIDGE CAPITAL

CRD#: 128636 / SEC#: 801-115050

RIA
Registered Investment Advisory firm - (4/22/2019 Approved)
Arkansas
Registered Investment Advisory firm - (5/24/2019 Terminated)
California
Registered Investment Advisory firm - (6/24/2019 Terminated)
Connecticut
Registered Investment Advisory firm - (5/28/2019 Terminated)
Florida
Registered Investment Advisory firm - (5/24/2019 Terminated)
Oklahoma
Registered Investment Advisory firm - (4/24/2019 Terminated)
Texas
Registered Investment Advisory firm - (5/24/2019 Terminated)
Virginia
Registered Investment Advisory firm - (5/28/2019 Terminated)
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Contact information


Main Address
7134 S.yale Ave Ste 700, Tulsa, OK 74136
Mailing Address
Phone number
(918) 493-4190
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (7 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A - FIRM BROCHURE (3/19/2025)

Regulatory assets under management


Total Number of Accounts951
AUM (Assets Under Management)$ 189,926,889

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DRAWBRIDGE CAPITAL

CRD#: 128636

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