D L. Goodwin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
D Lynne Goodwin, who also goes by Darla Lynne Goodwin, Lynne Goodwin, was a registered financial professional .
D is a previously registered financial professional and started their career in finance in 2003. D had worked at 5 firms and has passed the Series 63, Series 3, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2021 - May 3, 2022
FRANKLIN DISTRIBUTORS, LLC
April 24, 2018 - November 16, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
April 6, 2011 - March 23, 2018
IVY DISTRIBUTORS, INC.
September 8, 2008 - March 23, 2018
WADDELL & REED
March 3, 2003 - July 9, 2008
AMERICAN CENTURY INVESTMENT SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
