Joseph R. Mcfadden

PROVISE MANAGEMENT GROUP

Clearwater, FL 33756

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CRD#: 2103975

Professional summary

Joseph Robert Mcfadden is a registered financial advisor currently at PROVISE MANAGEMENT GROUP, LLC located in Clearwater, Florida.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Joseph has worked at 4 firms and has passed the Series 16 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Robert Mcfadden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2025 - Present

PROVISE MANAGEMENT GROUP, LLC

Office #1: 611 Druid Rd E. Ste 105, Clearwater, FL 33756

RIA

CRD#: 105375

Clearwater, FL

Past

October 18, 2022 - December 20, 2024

WORLD INVESTMENT ADVISORS, LLC

RIA

CRD#: 208512

St. Peterburg, FL

Past

March 31, 2021 - December 19, 2022

SWM ADVISORS

RIA

CRD#: 158398

ST. PETERSBURG, FL

Past

December 20, 1991 - January 26, 2006

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROVISE MANAGEMENT GROUP, LLC

PROVISE MANAGEMENT GROUP INC | PROVISE MANAGEMENT GROUP, LLC

CRD#: 105375 / SEC#: 801-32172

RIA

Registered Investment Advisory firm - (6/2/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/22/2025)

IAR

Texas
(9/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 16

Date: 1/4/1995

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 7

Date: 12/19/1991

General Securities Representative Examination

Current Firm

PROVISE MANAGEMENT GROUP, LLC

PROVISE MANAGEMENT GROUP INC | PROVISE MANAGEMENT GROUP, LLC

CRD#: 105375 / SEC#: 801-32172

RIA

Registered Investment Advisory firm - (6/2/1988 Approved)

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Contact information

Main Address

611 Druid Rd E. Ste 105, Clearwater, FL 33756

Mailing Address

Phone number

(727) 441-9022

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROVISE MANAGEMENT GROUP, LLC BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	3,439
AUM (Assets Under Management)	$ 1,804,308,550

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/23/2025	Cover Page	Report
01/16/2025	Cover Page	Report
11/01/2023	Cover Page	Report
12/07/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph R. Mcfadden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Robert Mcfadden's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROVISE MANAGEMENT GROUP, LLC

WORLD INVESTMENT ADVISORS, LLC

SWM ADVISORS

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

PROVISE MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 16

Date: 1/4/1995

Series 7

Date: 12/19/1991

Current Firm

PROVISE MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PROVISE MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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