Pierce J. Flynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pierce John Flynn was a registered financial advisor .
Pierce is a previously registered financial advisor and started their career in finance in 1969. Pierce had worked at 8 firms and has passed the Series 1, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2007 - January 18, 2008
BISHOP, ROSEN & CO., INC.
February 7, 2006 - August 10, 2007
TOCQUEVILLE SECURITIES L.P.
September 13, 2005 - February 10, 2006
GILFORD SECURITIES INCORPORATED
March 4, 2003 - September 16, 2005
LEGG MASON WOOD WALKER, INCORPORATED
September 30, 2002 - March 10, 2003
MELHADO, FLYNN & ASSOCIATES, INC.
February 7, 1977 - March 10, 2003
MELHADO, FLYNN & ASSOCIATES, INC.
December 1, 1976 - March 10, 1977
UBS ASSET MANAGEMENT (US) INC.
October 8, 1976 - January 3, 1977
REYNOLDS SECURITIES, INC.
February 10, 1969 - February 18, 1977
BAKER, WEEKS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/8/1964
Registered Representative ExaminationF04
Date: 1/24/1977
Financial Principal ExaminationSeries 00
Date: 2/24/1975
General Securities Principal ExaminationCurrent Firm
BISHOP, ROSEN & CO., INC.
CRD#: 1248 / SEC#: , 8-12140
Contact information
Disclosures
| Regulatory Event | 15 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
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