James John Varaklis
Professional Summary
James John Varaklis, who also goes by James John Varakis, James J Varaklis, is a registered financial advisor currently at IBEX WEALTH ADVISORS, LLC located in West Palm Beach, Florida and LPL FINANCIAL LLC located in Bedminster, New Jersey. James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. James has worked at 8 firms and has passed the Series 66, SIE, Series 31,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James John Varakis, James J Varaklis
Similar Advisors
J.P. MORGAN SECURITIES LLC
TRUIST ADVISORY SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
MARINER
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
J.P. MORGAN SECURITIES LLC
TRUIST ADVISORY SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
MARINER
Contact Information
xxxxx@xxxx.xxx
Similar Advisors
J.P. MORGAN SECURITIES LLC
TRUIST ADVISORY SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
MARINER
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
J.P. MORGAN SECURITIES LLC
TRUIST ADVISORY SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
MARINER
Years of Experience
32 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
J.P. MORGAN SECURITIES LLC
TRUIST ADVISORY SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
MARINER
Current Firm
IBEX WEALTH ADVISORS, LLC | PHIL RONGO WEALTH MANAGEMENT
Contact Information
Main Address
500 S. Australian Ave. Suite 600, West Palm Beach, FL 33401Phone Number
(908) 849-4800# of Employees
10SEC notice filing (19 States and Territories)
Registered to provide investment advisory services in 19 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
892AUM (Assets Under Management)
$1,284,279,818Similar Advisors
J.P. MORGAN SECURITIES LLC
TRUIST ADVISORY SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
MARINER
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
J.P. MORGAN SECURITIES LLC
TRUIST ADVISORY SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
MARINER
Primary Firm SEC Registration
IBEX WEALTH ADVISORS, LLC | PHIL RONGO WEALTH MANAGEMENT
State Registrations and Notice Filings
(6/2/2022)
(1/21/2021)
(10/19/2004)
(7/1/2021)
(6/2/2022)
(6/2/2022)
(12/26/2025)
(10/19/2004)
(1/25/2012)
(6/2/2022)
(6/2/2022)
(9/13/2024)
(9/30/2020)
(10/19/2004)
(4/17/2007)
(10/19/2004)
(6/2/2022)
(6/2/2022)
(6/2/2022)
(6/2/2022)
(10/19/2004)
(1/17/2014)
(10/19/2004)
(6/2/2022)
(6/2/2022)
(6/2/2022)
(10/19/2004)
(5/8/2023)
(11/10/2005)
(6/2/2023)
(6/2/2022)
(6/2/2022)
(10/19/2004)
(6/2/2022)
(6/2/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1994About the Series 6 examSRO Registrations
Similar Advisors
J.P. MORGAN SECURITIES LLC
TRUIST ADVISORY SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
MARINER
CRS (Client Relationship Summary) - RIA
Click below to view James John Varaklis's CRS (Customer Relationship Summary).
Similar Advisors
J.P. MORGAN SECURITIES LLC
TRUIST ADVISORY SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
MARINER