Robert Iola
Professional summary
Robert Iola JR, ChFC®, CLU®, who also goes by Robert Louis Iola Jr, Robert Iola, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Raritan, New Jersey and KESTRA INVESTMENT SERVICES, LLC located in Raritan, New Jersey.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Robert has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Iola JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2017 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1124 Us Hwy 202 Suite A3, Raritan, NJ 07830October 13, 2017 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1124 Us Hwy 202 Suite A3, Raritan, NJ 08869January 6, 2014 - October 17, 2017
COMMONWEALTH FINANCIAL NETWORK
January 6, 2014 - October 17, 2017
COMMONWEALTH FINANCIAL NETWORK
February 19, 2004 - January 6, 2014
SUMMIT FINANCIAL RESOURCES INC
February 19, 2004 - January 6, 2014
SUMMIT EQUITIES, INC.
January 2, 2004 - January 6, 2014
SUMMIT EQUITIES, INC.
June 1, 1998 - January 6, 2004
OSAIC FA, INC.
November 21, 1990 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/1/2022)
(10/13/2017)
(10/13/2017)
(10/13/2017)
(10/13/2017)
(1/31/2018)
(10/13/2017)
(10/13/2017)
(10/13/2017)
(10/13/2017)
(2/26/2018)
(10/13/2017)
(10/19/2017)
(10/13/2017)
(10/13/2017)
(10/23/2017)
(10/13/2017)
(10/13/2017)
(10/13/2017)
(10/13/2017)
(10/13/2017)
(10/13/2017)
(8/7/2019)
(7/27/2023)
(9/13/2022)
(3/8/2022)
(11/10/2021)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Raritan, NJ 07830TRUST BUT VERIFY
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