Charles D. Keller

MASTER'S WEALTH MANAGEMENT

Lancaster, PA 17602

Some features on this profile are disabled

CRD#: 2103780

Professional summary

Charles David Keller is a registered financial advisor currently at MASTER'S WEALTH MANAGEMENT INC. located in Lancaster, Pennsylvania.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Charles has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

KHN PARTNERS POSITION: Consultant NATURE: KHN Partners - Business consulting for businesses looking to sell. We would be involved in consulting on valuation, finding potential partners to purchase, assessing valuation of the selling company (not formally as a CPA), putting together RFPs, putting together & presenting business profiles to potential buyers, and facilitating meetings between the potential buyers and the sellers to assure there is a cultural fit. All business done thru this entity is under a referral relationship with a local consulting firm. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 07/10/2018 ADDRESS: 323 Powell Dr, Lancaster PA 17601, United States DESCRIPTION: See description above (#1) Licensed Insurance Professional; Same Address; Not Investment Related; Less than 10% of business time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles David Keller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2024 - Present

MASTER'S WEALTH MANAGEMENT INC.

Office #1: 480 New Holland Avenue Suite 7201, Lancaster, PA 17602

RIA

CRD#: 328693

Lancaster, PA

Past

October 5, 2012 - April 1, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LANCASTER, PA

Past

November 12, 2002 - April 1, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

LANCASTER, PA

Past

January 18, 2002 - December 31, 2012

MASTER'S ADVISORS, INC.

RIA

CRD#: 114365

LANCASTER, PA

Past

May 2, 1994 - November 12, 2002

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

October 31, 1990 - May 2, 1994

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

October 31, 1990 - May 2, 1994

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MASTER'S WEALTH MANAGEMENT INC.

MASTER'S ADVISORS INC. | MASTER'S WEALTH MANAGEMENT INC.

CRD#: 328693 / SEC#: 801-129711

RIA

Registered Investment Advisory firm - (7/19/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/6/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/26/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/30/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MASTER'S WEALTH MANAGEMENT INC.

MASTER'S ADVISORS INC. | MASTER'S WEALTH MANAGEMENT INC.

CRD#: 328693 / SEC#: 801-129711

RIA

Registered Investment Advisory firm - (7/19/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

480 New Holland Avenue Suite 7201, Lancaster, PA 17602

Mailing Address

Phone number

(717) 581-1323

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MASTER'S DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (10/13/2025)

Regulatory assets under management

Total Number of Accounts	1,263
AUM (Assets Under Management)	$ 415,439,107

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Sarah Darling

LPL FINANCIAL LLC

IAR

EPHRATA, PA

Shayne Beecher

RBC CAPITAL MARKETS, LLC

IAR

Lancaster, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Charles D. Keller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles David Keller's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

MASTER'S ADVISORS, INC.

FSC SECURITIES CORPORATION

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

MASTER'S WEALTH MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/6/1993

Series 63

Date: 11/26/1990

SIE

Date: 10/1/2018

Series 7

Date: 10/18/1994

Series 6

Date: 10/30/1990

Current Firm

MASTER'S WEALTH MANAGEMENT INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MASTER'S WEALTH MANAGEMENT INC.

TRUST BUT VERIFY

Contact information

Similar Advisors