SV
Sandor Valner
MARCH CAPITAL
LOS ANGELES, CA
Some features on this profile are disabled
CRD#: 2103720
SV
Professional summary
Sandor Valner, who also goes by Jorge Sandor Valner Watstein, is a registered financial advisor currently at MARCH CAPITAL CORP. located in Los Angeles, California.
Sandor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Sandor has worked at 3 firms and has passed the Series 66, Series 79TO, Series 6TO, Series 82TO, Series 99TO, Series 22TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jorge Sandor Valner Watstein
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Artha CKD 13 - Board of Directors - 06/02/2021 - Mexico, C.P. - 1hrs/mo - 1hrs/mo during Business Hrs - Yes Business Related - Investment in Mexican real estate - Board of Directors - Fees Artisan Capital Partners and McFarlin Artisan - member of inv committee - 01/01/2023 - BEVERLY HILLS, CA - 3hrs/mo - 3hrs/mo during Business Hrs - Yes Business Related - Invest in senior living properties in the US - investment committee member - No Compensation Clairmont Capital Group and Affiliates - Member of Investment committee - 07/01/2020 - LOS ANGELES, CA - 8hrs/mo - 8hrs/mo during Business Hrs - Yes Business Related - Real Estate fund Manager - approve investments decisions an strategy - No Compensation FIBRA Hotel - Board Member - 01/01/2012 - CRUZ MANCA, MEXICO - 1hrs/mo - 1hrs/mo during Business Hrs - Yes Business Related - Publicly traded hotel REIT - Board of Directors - No Compensation Fidelity Marketing - Board of Directors - 01/01/2021 - Ciudad de M�xico, C.P. - 1hrs/mo - 1hrs/mo during Business Hrs - No Business Related - Loyalty programs in Latin America - Board of Directors - No Compensation Genesis Bank - Board of Directors - 08/01/2021 - Newport Beach, CA - 8hrs/mo - 8hrs/mo during Business Hrs - No Business Related - Community bank - Board of Directors - received vesting shares when I joined Ingenious - Board of Directors - 06/30/2020 - Chicago, IL - 1hrs/mo - 1hrs/mo during Business Hrs - No Business Related - Software for construction industry - Board of Directors - received vesting shares when I joined Proptech Bankers - Managing Partner - 01/01/2012 - Los Angeles, CA - 180hrs/mo - 180hrs/mo during Business Hrs - Yes Business Related - investment banking through March Capital - sourcing and execution of deals - Distribution of Profits UCLA Depression Grand Challenge - Leadership Council Member - 08/20/2019 - Los Angeles, CA - 1hrs/mo - 1hrs/mo during Business Hrs - No Business Related - Non profit, mental health research - equivalent to a board of directors - No Compensation URBIUM and affiliates - Board of Directors - 10/01/2021 - Estado de Mexico, Mexico - 20hrs/mo - 20hrs/mo during Business Hrs - Yes Business Related - Investments in Mexican real estate - Board of directors and investment committees member - No Compensation Valor Consultants - Sole owner - 06/19/2018 - Los Angeles, CA - 5hrs/mo - 5hrs/mo during Business Hrs - No Business Related - real estate consulting and my personal business activities (expenses) - sole owner and manager - Salary 5Capital Funds Placements, LLC - Advisor - 01/03/2022 - Chicago, IL - 2hrs/mo - 2hrs/mo during Business Hrs - Yes Business Related - Capital raising for funds - Refer clients and investors - Fees
CRS (Client Relationship Summary) - RIA
Click below to view Sandor Valner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sandor Valner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2021 - Present
MARCH CAPITAL CORP.
RIA
BD
CRD#: 24142
LOS ANGELES, CA
Current
May 21, 2020 - Present
MARCH CAPITAL CORP.
RIA
BD
CRD#: 24142
Skokie, IL
Past
April 3, 2019 - May 15, 2020
RCX CAPITAL GROUP, LLC
BD
CRD#: 114290
THE WOODLANDS, TX
Past
September 17, 1992 - February 7, 1995
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/21/2020)
RR
Florida(5/21/2020)
IAR
Illinois(2/23/2021)
RR
New York(5/21/2020)
RR
Texas(5/21/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 8/16/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 4/3/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MARCH CAPITAL CORP.
ANGELSTREET SECURITIES, INC. | MARCH CAPITAL CORP. | GRANT SECURITIES, L.P. | GLENWOOD SECURITIES CORP.
CRD#: 24142 / SEC#: , 8-41173
Illinois
Registered Investment Advisory firm - SEC (10/29/1996 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
200 E Randolph St Suite 5100, Chicago, IL 60601
Mailing Address
200 E Randolph St Suite 5100, Chicago, IL 60601-6528
Phone number
(312) 443-8404
Established
Illinois since 09/05/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
4
FINRA licenses (24 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RICE, RICHARD JAY | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 725697 |
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 83,479,520 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
