Allan W. Moskowitz
TRANSFORMATIVE WEALTH MANAGEMENT LLC | Principal
El Cerrito, CA 94530
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CRD#: 2103510
Professional summary
Allan William Moskowitz, AIF®, CFP® is a registered financial advisor currently at TRANSFORMATIVE WEALTH MANAGEMENT LLC located in El Cerrito, California and MASON & ASSOCIATES, INC. located in Los Angeles, California.
Allan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Allan has worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Biography
Allan has over 30 years of experience in the financial services industry, and has incorporated environmental and social justice impact investing since the beginning. Allan, as a pioneer and early adopter, transitioned from the alternative medical field and moved to the Bay Area with his wife in 1997 to focus on Sustainable Responsible Impact (SRI)/ESG Investing as a Certified Financial Planner well before SRI/ESG investing became buzzwords or popular. You may think it's unusual to transition from health care to financial planning, but we see it as just another way to help you "align your values" with your financial life and overall health of you and the planet, and to help you make a real difference with your money.
Our interest in Sustainable Responsible Impact (SRI) investing started in the 60's with the realization that the power our investments have to change the world. Ending Apartheid in South Africa was aided in large part by the SRI community collaborating with the social justice and divestment movement. At this time, we need to provide broader impact to reverse systemic racism, injustice, and environmental disruption and catastrophic weather.
Allan was recipient of the "Keeper of the Flame" award from First Affirmative Financial Network in 2008-2009. Allan enjoys time being with his family and friends, nature, the outdoors, organic gardening, playing music, and having a positive impact in the world that we all share. Allan previously taught and coordinated classes for at-risk youth in the Richmond area for Guitars Not Guns, and has offered pro-bono financial planning through the Financial Planning Association for many years.
Allan has earned the designations CERTIFIED FINANCIAL PLANNER, CFP®, licensee, and ACCREDITED INVESTMENT FIDUCIARY, AIF®, is a long-time professional member of First Affirmative Financial Network (FAFN), member of the US-SIF-Sustainable Investment Forum, National Association of Personal Financial Advisors (NAPFA) and member of the Financial Planning Association (FPA).
Question & Answer
What are your service offerings?
Estate Planning
Education Planning
Social Security Planning
Tax Planning
Inheritance
Comprehensive Financial Planni...
Life Transitions
Retirement Planning
Socially Responsible Investing
Investment Planning
Retirement Income Management
Do you have an area of expertise or specialization?
Comprehensive Financial Planni...
401(k)/403(b)/IRAs
Charitable & Planned Giving
Asset Allocation
Estate Planning
Investment Management
Mutual Funds
Life Planning
Retirement
Stocks & Bonds
Sudden Wealth
Nontraditional Households
Special Needs
Women's Finances
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Moskowitz also owns real estate rental property in Richmond, CA and El Cerrito, CA.
CRS (Client Relationship Summary) - RIA
Click below to view Allan William Moskowitz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
June 13, 2016 - Present
TRANSFORMATIVE WEALTH MANAGEMENT LLC
Office #1: 6317 Fairmount Ave, El Cerrito, CA 94530RIA
CRD#: 283660
El Cerrito, CA
Current
September 19, 2025 - Present
MASON & ASSOCIATES, INC.
Office #1: 7474 North Figueroa Street Suite 100, Los Angeles, CA 90041RIA
CRD#: 141303
Los Angeles, CA
Past
August 25, 2008 - July 28, 2016
PROTECTED INVESTORS OF AMERICA
RIA
CRD#: 6082
EL CERRITO, CA
Past
August 25, 2008 - March 6, 2013
PROTECTED INVESTORS OF AMERICA
BD
CRD#: 6082
SAN PABLO, CA
Past
April 27, 2000 - August 27, 2008
FINANCIAL WEST GROUP
RIA
CRD#: 16668
SAN PABLO, CA
Past
June 1, 1999 - August 27, 2008
FINANCIAL WEST GROUP
BD
CRD#: 16668
SAN PABLO, CA
Past
September 17, 1997 - May 4, 1999
EQIS SECURITIES, LLC
BD
CRD#: 20633
SAN RAFAEL, CA
Past
January 1, 1991 - September 26, 1997
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
M&
MASON & ASSOCIATES, INC.
MASON & ASSOCIATES INSURANCE SERVICES LLC. | TRANSFORMATIVE WEALTH MANAGEMENT | MASON & ASSOCIATES, INC.
CRD#: 141303 / SEC#: 801-67068
RIA
Registered Investment Advisory firm - (8/3/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/13/2016)
IAR
New Mexico(6/20/2016)
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
M&
MASON & ASSOCIATES, INC.
MASON & ASSOCIATES INSURANCE SERVICES LLC. | TRANSFORMATIVE WEALTH MANAGEMENT | MASON & ASSOCIATES, INC.
CRD#: 141303 / SEC#: 801-67068
RIA
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Contact information
Main Address
7474 North Figueroa Street Suite 100, Los Angeles, CA 90041
Mailing Address
Phone number
(323) 254-3072
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,822 |
| AUM (Assets Under Management) | $ 631,260,155 |
Red Flags
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Company Information
MASON & ASSOCIATES, INC.
PrincipalCRD#: 141303El Cerrito, CA 94530TRUST BUT VERIFY
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Contact information
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