Theodore Nacheff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Nacheff II, who also goes by Tad Nacheff, Theodore Nacheff, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1990. Theodore had worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2020 - July 27, 2021
THE BENCHMARK COMPANY, LLC
January 19, 2012 - November 8, 2019
MACQUARIE CAPITAL (USA) INC.
September 2, 2008 - November 17, 2011
B. RILEY SECURITIES, INC.
February 28, 2005 - September 2, 2008
THINKEQUITY LLC
May 10, 2000 - March 4, 2005
GOLDMAN SACHS & CO. LLC
November 30, 1990 - May 15, 2000
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/20/2022
General Securities Representative ExaminationCurrent Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
