Brian J. Rice

RICE WEALTH MANAGEMENT GROUP

Fair Haven, NJ 07704

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CRD#: 2103354

Professional summary

Brian Jerome Rice is a registered financial advisor currently at RICE WEALTH MANAGEMENT GROUP, INC. located in Fair Haven, New Jersey.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Brian has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Jerome Rice's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 8, 2020 - Present

RICE WEALTH MANAGEMENT GROUP, INC.

Office #1: 731 River Road, Fair Haven, NJ 07704

RIA

CRD#: 308210

Fair Haven, NJ

Past

January 12, 2009 - July 10, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

TINTON FALLS, NJ

Past

July 10, 2007 - January 12, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

Fair Haven, NJ

Past

January 4, 1999 - July 10, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Fair Haven, NJ

Past

September 18, 1995 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

July 31, 1993 - October 9, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 24, 1991 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/24/2020)

IAR

New Jersey
(4/8/2020)

IAR

New York
(4/11/2022)

IAR

Pennsylvania
(1/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/9/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/18/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/23/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/26/1997

General Securities Principal Examination

Current Firm

RICE WEALTH MANAGEMENT GROUP, INC.

CRD#: 308210 / SEC#:

Florida

Registered Investment Advisory firm - (11/24/2020 Approved)

New Jersey

Registered Investment Advisory firm - (4/8/2020 Approved)

New York

Registered Investment Advisory firm - (5/15/2020 Approved)

Pennsylvania

Registered Investment Advisory firm - (1/11/2022 Approved)

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Contact information

Main Address

731 River Road, Fair Haven, NJ 07704

Mailing Address

Phone number

(732) 345-9001

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	368
AUM (Assets Under Management)	$ 96,568,809

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian J. Rice

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Jerome Rice's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/9/2007

Series 63

Date: 11/18/1992

SIE

Date: 10/1/2018

Series 7

Date: 4/23/1991

Series 24

Date: 6/26/1997

Current Firm

RICE WEALTH MANAGEMENT GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RICE WEALTH MANAGEMENT GROUP, INC.

TRUST BUT VERIFY

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