Cass W. Garner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cass Whitney Garner was a registered financial professional .
Cass is a previously registered financial professional and started their career in finance in 1990. Cass had worked at 10 firms and has passed the Series 63, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2015 - August 26, 2015
MIP GLOBAL, INC.
January 15, 2015 - August 5, 2015
NEXTREND SECURITIES, INC.
October 8, 2012 - July 23, 2015
BIC DISTRIBUTORS, LLC
November 7, 2002 - March 24, 2003
NEXCORE CAPITAL, INC.
April 16, 1998 - January 18, 2001
VALIC FINANCIAL ADVISORS, INC.
January 28, 1997 - January 18, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
February 9, 1993 - September 7, 1994
MASTERSON MORELAND SAUER WHISMAN, INC.
January 18, 1993 - March 16, 1993
AMHERST SECURITIES GROUP, L.P.
July 11, 1991 - November 19, 1992
AMERICAN ALLIED SECURITIES INC.
October 12, 1990 - February 8, 1993
M.G.S.I. SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MIP GLOBAL, INC.
CRD#: 164640 / SEC#: , 8-69110
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
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