Thomas E. Graney
Professional summary
Thomas Edward Graney, CFP®, who also goes by Thomas Edward Graney Jr, is a registered financial advisor currently at PLANNING ALTERNATIVES LTD located in Naples, Florida.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Thomas has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Edward Graney's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2007
Experience
January 28, 2022 - Present
PLANNING ALTERNATIVES LTD
Office #1: 625 5th Avenue South Suite 206, Naples, FL 34102July 13, 2018 - January 10, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
September 14, 1998 - July 13, 2018
STRATEGIC ADVISERS LLC
April 30, 1991 - January 10, 2022
FIDELITY BROKERAGE SERVICES LLC
November 14, 1990 - December 15, 1990
HIBBARD BROWN & CO., INC.
November 12, 1990 - December 4, 1990
BARING & BROWN, INC.
Primary Firm SEC Registration
PLANNING ALTERNATIVES LTD
CRD#: 110268 / SEC#: 801-18310
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/10/2022)
(1/28/2022)
Exams
Current Firm
PLANNING ALTERNATIVES LTD
CRD#: 110268 / SEC#: 801-18310
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 683 |
| AUM (Assets Under Management) | $ 1,283,122,581 |
Red Flags
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