Bradford D. Szczecinski

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

Oakbrook Terrace, IL 60181

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CRD#: 2102955

Professional summary

Bradford Dale Szczecinski is a registered financial advisor currently at CREATIVE RESOURCES INVESTMENT ADVISORS LLC located in Oakbrook Terrace, Illinois.

Bradford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Bradford has worked at 16 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Breakthrough Urban Ministries, Chicago, IL, non profit, planned giving consulting, volunteer, 2 - 4 hours per month. Start Date 2016. 2) Northwestern Memorial Hospital Chicago, IL - Transplant Advisory Council, board member, 0 - 4 hours per month, volunteer, Start Date 2013.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradford Dale Szczecinski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2015 - Present

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

Office #1: 18w 140 Butterfield Road Suite 1500, Oakbrook Terrace, IL 60181

RIA

CRD#: 110484

Oakbrook Terrace, IL

Past

March 18, 2015 - July 19, 2016

LEGEND SECURITIES, INC.

CRD#: 44952

NEW YORK, NY

Past

August 30, 2013 - March 29, 2016

NEWPORT COAST SECURITIES, INC.

RIA

CRD#: 16944

CHICAGO, IL

Past

August 30, 2013 - March 17, 2015

NEWPORT COAST SECURITIES, INC.

CRD#: 16944

CHICAGO, IL

Past

April 25, 2012 - September 30, 2013

ARISTON WEALTH MANAGEMENT, L.P.

RIA

CRD#: 158220

NEW YORK, NY

Past

December 2, 2011 - September 30, 2013

WINDSOR STREET CAPITAL, LP

CRD#: 34171

CHICAGO, IL

Past

December 1, 2011 - April 24, 2012

ARISTON WEALTH MANAGEMENT, L.P.

RIA

CRD#: 158220

CHICAGO, IL

Past

July 19, 2010 - December 1, 2011

ANDERSON & STRUDWICK, INCORPORATED

RIA

CRD#: 48

CHICAGO, IL

Past

July 19, 2010 - December 1, 2011

ANDERSON & STRUDWICK, INCORPORATED

CRD#: 48

CHICAGO, IL

Past

July 16, 2009 - July 15, 2010

JESUP & LAMONT SECURITIES CORP

RIA

CRD#: 39056

CHICAGO, IL

Past

July 16, 2009 - July 15, 2010

JESUP & LAMONT SECURITIES CORP

CRD#: 39056

CHICAGO, IL

Past

February 22, 2008 - April 28, 2009

INTEROCEAN SECURITIES LLC

CRD#: 141077

CHICAGO, IL

Past

January 3, 2007 - July 23, 2009

INTEROCEAN WEALTH MANAGEMENT LLC

RIA

CRD#: 140456

CHICAGO, IL

Past

June 2, 2005 - December 31, 2006

COLUMN CAPITAL ADVISORS, LLC

RIA

CRD#: 135118

CHICAGO, IL

Past

March 6, 2003 - May 26, 2005

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA

CRD#: 110921

CHICAGO, IL

Past

April 23, 2001 - May 7, 2002

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

December 21, 1992 - January 7, 1994

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

Past

July 20, 1992 - September 25, 1992

EURO-ATLANTIC SECURITIES INC.

CRD#: 21367

Past

October 23, 1990 - July 31, 1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

Past

October 23, 1990 - July 31, 1992

PRUCO SECURITIES, LLC.

CRD#: 5685

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(11/10/2015)

IAR

Texas
(4/3/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/11/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/4/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 7/19/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/17/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

CREATIVE RESOURCES INVESTMENT ADVISORS LLC | CREATIVE RESOURCES INVESTMENT ADVISORS, LLC

CRD#: 110484 / SEC#: 801-55177

RIA

Registered Investment Advisory firm - (6/27/2012 Terminated)

California

Registered Investment Advisory firm - (8/30/2024 Approved)

Connecticut

Registered Investment Advisory firm - (2/9/2021 Terminated)

Florida

Registered Investment Advisory firm - (6/9/2015 Approved)

Illinois

Registered Investment Advisory firm - (5/13/2015 Approved)

Massachusetts

Registered Investment Advisory firm - (3/17/2015 Approved)

Missouri

Registered Investment Advisory firm - (9/21/2022 Approved)

New Hampshire

Registered Investment Advisory firm - (6/27/2012 Approved)

Rhode Island

Registered Investment Advisory firm - (2/24/2015 Approved)

Texas

Registered Investment Advisory firm - (2/26/2015 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

#1003 4000 Chapel View Blvd Suite 300, Cranston, RI 02920

Mailing Address

Phone number

(401) 738-0070

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 19,093,486

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bradford D. Szczecinski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradford Dale Szczecinski's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGEND SECURITIES, INC.

NEWPORT COAST SECURITIES, INC.

NEWPORT COAST SECURITIES, INC.

ARISTON WEALTH MANAGEMENT, L.P.

WINDSOR STREET CAPITAL, LP

ARISTON WEALTH MANAGEMENT, L.P.

ANDERSON & STRUDWICK, INCORPORATED

ANDERSON & STRUDWICK, INCORPORATED

JESUP & LAMONT SECURITIES CORP

JESUP & LAMONT SECURITIES CORP

INTEROCEAN SECURITIES LLC

INTEROCEAN WEALTH MANAGEMENT LLC

COLUMN CAPITAL ADVISORS, LLC

ERNST & YOUNG INVESTMENT ADVISERS LLP

CITICORP INVESTMENT SERVICES

ESSEX NATIONAL SECURITIES, LLC

EURO-ATLANTIC SECURITIES INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/11/2008

Series 65

Date: 3/4/2003

SIE

Date: 7/19/2016

Series 7

Date: 2/21/2008

Series 6

Date: 10/17/1990

Current Firm

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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