Frank P. Albanese
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Peter Albanese, who also goes by Frank Pete Albanese, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1990. Frank had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2012 - March 14, 2023
ADVANCED TRADER INVESTMENT ADVISORS, LLC.
August 3, 2010 - December 31, 2011
BROKERSXPRESS LLC
August 3, 2010 - December 31, 2011
BROKERSXPRESS LLC
January 10, 2008 - August 2, 2010
1ST DISCOUNT BROKERAGE, INC.
August 21, 2002 - August 2, 2010
1ST DISCOUNT BROKERAGE, INC.
February 13, 1997 - August 21, 2002
ACUMENT SECURITIES, INC.
February 25, 1994 - March 3, 1995
GRUNTAL & CO., L.L.C.
July 22, 1992 - February 11, 1994
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
February 19, 1992 - July 27, 1992
J. W. GANT & ASSOCIATES, INC.
July 30, 1991 - January 23, 1992
LEHMAN BROTHERS INC.
December 5, 1990 - April 23, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADVANCED TRADER INVESTMENT ADVISORS, LLC.
CRD#: 160044 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 175 |
| AUM (Assets Under Management) | $ 20,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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