Dan Skolds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dan Skolds, who also goes by Dan Michael Skolds, was a registered financial professional .
Dan is a previously registered financial professional and started their career in finance in 1990. Dan had worked at 10 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2023 - June 18, 2026
DC ADVISORY
November 13, 2015 - August 16, 2023
ROTHSCHILD & CO US INC.
October 1, 2008 - November 5, 2015
J.P. MORGAN SECURITIES LLC
August 2, 2005 - October 1, 2008
J.P. MORGAN SECURITIES INC.
February 6, 2004 - August 2, 2005
RBC CAPITAL MARKETS CORPORATION
January 28, 2003 - February 6, 2004
RBC CAPITAL MARKETS, LLC
November 3, 2000 - December 31, 2002
CREDIT SUISSE SECURITIES (USA) LLC
June 5, 1997 - September 19, 2002
PERSHING LLC
March 22, 1996 - May 28, 1997
FINANCIAL SQUARE PARTNERS
November 13, 1990 - March 6, 1996
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
DC ADVISORY
CRD#: 129919 / SEC#: , 8-66273
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAIWA CORPORATE ADVISORY HOLDINGS INC. | SHAREHOLDER | |
| BAYER, JONATHAN LEWIS | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 5050555 |
| DONOHUE, JOSEPH THOMAS | VICE CHAIRMAN | 1630441 |
| EDMONDSON, ERIC WINSTON | VICE CHAIRMAN | 1441360 |
| KOHR, WILLIAM EDWARD | CHIEF EXECUTIVE OFFICER | 1563851 |
| PACITTO, PETER JOSEPH | CHIEF ADMINISTRATIVE OFFICER, CFO, FINOP | 1700696 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
