Connie S. Fischer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Connie Sue Fischer was a registered financial professional .
Connie is a previously registered financial professional and started their career in finance in 1990. Connie had worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2002 - March 6, 2013
BLACKROCK FUND ADVISORS
January 5, 2000 - March 4, 2013
BLACKROCK EXECUTION SERVICES
March 19, 1999 - October 26, 1999
SAL EQUITY TRADING, GP
May 2, 1996 - February 9, 1998
PERSHING LLC
March 4, 1991 - March 28, 1996
PRUDENTIAL EQUITY GROUP, LLC
November 9, 1990 - January 28, 1991
J. W. GANT & ASSOCIATES, INC.
Primary Firm SEC Registration
BLACKROCK FUND ADVISORS
CRD#: 105247 / SEC#: 801-22609
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 10/30/1990
Corporate Securities Limited Representative ExaminationCurrent Firm
BLACKROCK FUND ADVISORS
CRD#: 105247 / SEC#: 801-22609
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 541 |
| AUM (Assets Under Management) | $ 3,535,403,132,528 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
