Robert W. Herring

SEQUENT PLANNING

Joplin, MO

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CRD#: 2102471

Professional summary

Robert William Herring, who also goes by Marten Bonn, is a registered financial advisor currently at SEQUENT PLANNING, LLC located in Joplin, Missouri.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Robert has worked at 9 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marten Bonn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Specialty Insurance Group LLC; Not investment-related; Private residence in Joplin, MO; Insurance agency; President; 08/2014; 5-6 hours/month; 0 hours during trading; run insurance agency, service clients, sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Herring's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 29, 2025 - Present

SEQUENT PLANNING, LLC

RIA

CRD#: 160381

Joplin, MO

Past

January 22, 2024 - April 22, 2024

ADVISORNET WEALTH PARTNERS

RIA

CRD#: 113074

JOPLIN, MO

Past

November 16, 2005 - August 7, 2006

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

PORTLAND, OR

Past

November 9, 2005 - August 7, 2006

PAULSON INVESTMENT COMPANY LLC

RIA

CRD#: 5670

PORTLAND, OR

Past

June 16, 2003 - March 11, 2004

PHILLIPS & COMPANY

CRD#: 35800

PORTLAND, OR

Past

May 11, 2000 - July 18, 2002

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

CHESTERFIELD, MO

Past

October 20, 1999 - July 18, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

October 28, 1998 - June 14, 1999

PHILLIPS & COMPANY

CRD#: 35800

PORTLAND, OR

Past

June 5, 1996 - November 6, 1998

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

August 5, 1994 - June 10, 1996

PHILLIPS & COMPANY

CRD#: 35800

PORTLAND, OR

Past

August 18, 1993 - December 14, 1993

WILLIAM LAWRENCE SECURITIES, INC.

CRD#: 28569

Past

November 19, 1990 - August 16, 1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

November 19, 1990 - August 16, 1991

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEQUENT PLANNING, LLC

ELEVUS | UNION PLANNING CENTER | SEQUENT PLANNING, LLC | FUTURITY FIRST WEALTH MANAGEMENT

CRD#: 160381 / SEC#: 801-113971

RIA

Registered Investment Advisory firm - (9/10/2018 Approved)

Arizona

Registered Investment Advisory firm - (9/27/2018 Terminated)

Florida

Registered Investment Advisory firm - (9/27/2018 Terminated)

Iowa

Registered Investment Advisory firm - (10/1/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (9/27/2018 Terminated)

Maryland

Registered Investment Advisory firm - (10/12/2018 Terminated)

Michigan

Registered Investment Advisory firm - (9/28/2018 Terminated)

Nebraska

Registered Investment Advisory firm - (9/27/2018 Terminated)

Nevada

Registered Investment Advisory firm - (10/31/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (10/2/2018 Terminated)

North Carolina

Registered Investment Advisory firm - (9/27/2018 Terminated)

Ohio

Registered Investment Advisory firm - (9/27/2018 Terminated)

Oregon

Registered Investment Advisory firm - (9/27/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/27/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(10/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/31/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/16/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 11/16/1999

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/8/1994

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 8/31/1993

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 11/16/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SEQUENT PLANNING, LLC

ELEVUS | UNION PLANNING CENTER | SEQUENT PLANNING, LLC | FUTURITY FIRST WEALTH MANAGEMENT

CRD#: 160381 / SEC#: 801-113971

RIA

Registered Investment Advisory firm - (9/10/2018 Approved)

Arizona

Registered Investment Advisory firm - (9/27/2018 Terminated)

Florida

Registered Investment Advisory firm - (9/27/2018 Terminated)

Iowa

Registered Investment Advisory firm - (10/1/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (9/27/2018 Terminated)

Maryland

Registered Investment Advisory firm - (10/12/2018 Terminated)

Michigan

Registered Investment Advisory firm - (9/28/2018 Terminated)

Nebraska

Registered Investment Advisory firm - (9/27/2018 Terminated)

Nevada

Registered Investment Advisory firm - (10/31/2018 Terminated)

New Jersey

Registered Investment Advisory firm - (10/2/2018 Terminated)

North Carolina

Registered Investment Advisory firm - (9/27/2018 Terminated)

Ohio

Registered Investment Advisory firm - (9/27/2018 Terminated)

Oregon

Registered Investment Advisory firm - (9/27/2018 Terminated)

Texas

Registered Investment Advisory firm - (9/27/2018 Terminated)

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Contact information

Main Address

8420 West Dodge Road Suite 110, Omaha, NE 68114

Mailing Address

Phone number

(402) 953-3544

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEQUENT PLANNING LLC ADV PART 2A FIRM BROCHURE (8/20/2025)

Regulatory assets under management

Total Number of Accounts	5,102
AUM (Assets Under Management)	$ 394,657,254

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert W. Herring

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Herring's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISORNET WEALTH PARTNERS

PAULSON INVESTMENT COMPANY LLC

PAULSON INVESTMENT COMPANY LLC

PHILLIPS & COMPANY

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

PHILLIPS & COMPANY

A. G. EDWARDS & SONS, INC.

PHILLIPS & COMPANY

WILLIAM LAWRENCE SECURITIES, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

SEQUENT PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/31/2023

Series 63

Date: 11/16/1990

Series 31

Date: 11/16/1999

Series 7

Date: 9/8/1994

Series 22

Date: 8/31/1993

Series 6

Date: 11/16/1990

Current Firm

SEQUENT PLANNING, LLC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEQUENT PLANNING, LLC

TRUST BUT VERIFY

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