Clifford J. Reder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clifford Joseph Reder was a registered financial professional .
Clifford is a previously registered financial professional and started their career in finance in 1990. Clifford had worked at 6 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2013 - September 17, 2014
VOYA FINANCIAL ADVISORS, INC.
July 6, 2010 - September 17, 2014
SLD AMERICA EQUITIES, INC.
December 9, 2009 - March 3, 2010
HORTER INVESTMENT MANAGEMENT, LLC
January 17, 2008 - November 13, 2009
VOYA FINANCIAL ADVISORS, INC.
January 17, 2008 - November 13, 2009
VOYA FINANCIAL ADVISORS, INC.
September 30, 2004 - September 6, 2007
VOYA FINANCIAL PARTNERS, LLC
June 30, 2004 - September 6, 2007
VOYA FINANCIAL PARTNERS, LLC
September 19, 2003 - June 30, 2004
VOYA FINANCIAL ADVISORS, INC.
December 21, 2001 - October 2, 2003
SLD AMERICA EQUITIES, INC.
December 9, 1998 - December 21, 2001
VOYA FINANCIAL ADVISORS, INC.
March 4, 1993 - December 1, 1998
PRUCO SECURITIES, LLC.
October 26, 1990 - June 23, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
October 26, 1990 - June 23, 1992
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
