David W. Cronan

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CRD#: 2102369

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Wayne Cronan, who also goes by Dave Cronan, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1998. David had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dave Cronan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Banker's Life Position: Insurance agent Nature: Insurance target market 64 year olds T-65 Investment Related: Yes Hours: 20 Securities Trading Hours: 80 Start Date: 07/29/2021 Address: 2480 Fortune Drive, Lexington KY 40509, United States Description: I am a 1099 agent for Bankers Life and Casualty Company (BLC). As a BLC agent, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. McGann LLC Position: 5% owner Nature: Rents pads to park mobile homes Investment Related: No Hours: 5Securities Trading Hours: 0Start Date: 12/20/2011 Address: 3816 Aria lane, Lexington KY 40514, United States Description: 5 % owner of real Estate, consisting of a Mobile home park for pad rentals. Cronan Wealth Management Position: Owner Nature: Support for tax purposes my business with BL and BLAS Investment Related: No Hours: 2 Securities Trading Hours: 2 Start Date: 06/15/2016 Address: 3816 Aria Ln, Lexington KY 40514, United States Description: As an independent contractor my CPA suggested I set up an S-Corp for efficiency in tax preparation. This is not an additional activity to my full time business, just a more efficient way to be taxed 05/21/09 - SALES / DEVELOPMENT COMPANY / NICHOLASVILLE, KY / WEEKENDS

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 17, 2023 - May 23, 2024

BANKERS LIFE ADVISORY SERVICES, INC.

RIA

CRD#: 281285

Lexington, KY

Past

October 15, 2010 - April 4, 2013

CRONAN WEALTH MANAGEMENT

RIA

CRD#: 153204

LEXINGTON, KY

Past

May 21, 2009 - May 19, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

LEXINGTON, KY

Past

May 21, 2009 - May 19, 2010

LPL FINANCIAL LLC

CRD#: 6413

LEXINGTON, KY

Past

May 11, 2007 - June 4, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

LEXINGTON, KY

Past

May 11, 2007 - June 4, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

LEXINGTON, KY

Past

October 29, 2003 - May 24, 2007

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

LEXINGTON, KY

Past

August 20, 1998 - May 24, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

LEXINGTON, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/17/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/21/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/14/1998

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 10/17/1990

National Commodity Futures Examination

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.

CRD#: 281285 / SEC#: 801-106953

RIA

Registered Investment Advisory firm - (11/18/2015 Approved)

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Contact information

Main Address

303 E. Wacker Drive 5th Fl, Chicago, IL 60601

Mailing Address

Phone number

(844) 553-9083

Established

Firm type

Fiscal year end

# of Employees

384

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLAS WRAP BROCHURE 03012025 (2/28/2025)

BLAS-ADV-PART2A 03012025 (2/28/2025)

Regulatory assets under management

Total Number of Accounts	14,938
AUM (Assets Under Management)	$ 1,943,847,697

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David W. Cronan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CRONAN WEALTH MANAGEMENT

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

BANKERS LIFE ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/17/2023

Series 63

Date: 8/21/1998

Series 7

Date: 8/14/1998

Series 3

Date: 10/17/1990

Current Firm

BANKERS LIFE ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BANKERS LIFE ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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