Igor M. Fleyshmakher
Professional summary
Igor M Fleyshmakher was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Igor is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Igor had worked at 9 firms, which includes W.J. NOLAN & COMPANY INC., MEYERS POLLOCK ROBBINS INC., WINDSOR BENNETT CAPITAL GROUP CORP., BARRETT DAY SECURITIES INC., WILLIAM SCOTT & CO. L.L.C., WESTFIELD FINANCIAL CORPORATION, DUKE & CO. INC., LEHMAN BROTHERS INC., LCP CAPITAL CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 1997 - December 16, 1997
W.J. NOLAN & COMPANY, INC.
February 20, 1996 - May 30, 1997
MEYERS POLLOCK ROBBINS, INC.
June 22, 1995 - January 30, 1996
WINDSOR BENNETT CAPITAL GROUP CORP.
March 22, 1994 - March 10, 1995
BARRETT DAY SECURITIES, INC.
February 21, 1994 - March 16, 1994
WILLIAM SCOTT & CO. L.L.C.
March 9, 1993 - September 25, 1993
WESTFIELD FINANCIAL CORPORATION
June 29, 1992 - April 2, 1993
DUKE & CO., INC.
May 27, 1992 - July 10, 1992
LEHMAN BROTHERS INC.
March 16, 1992 - April 28, 1992
LCP CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
W.J. NOLAN & COMPANY, INC.
CRD#: 16465 / SEC#: , 8-33890
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NOLAN, WILLIAM JOHN | PRESIDENT/ TREASURER/ DIRECTOR/ SHAREHOLDER/MSRB PRINICIPAL | 730316 |
| BELMONTE, ANTHONY FRANK | SHAREHOLDER | 3250612 |
| CHIRONIS, PAUL GEORGE | SHAREHOLDER | 1057611 |
| KEENAN, IVETTE | CORPORATE SECRETARY/SHAREHOLDER/DIRECTOR | 1099345 |
| AGTUCA, ANELYN AGUILLO | FINOP | 2745961 |
| AULD, JERRY | BRANCH OFFICE MANAGER/CROP/SROP/DIRECTOR OF COMPLIANCE | 2489295 |
| BRICKNER, WARD RUSSELL | TRADING DESK PRINCIPAL/ SUPERVISOR | 1434842 |
| MAKSUDIAN, WILLIAM | SHAREHOLDER | 1465396 |
| ORLANSKY, AHARON | SUPERVISORY ANALYST | 1247171 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.