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George Constantine Vafias

CRD# 2102328·Registered 1991 - 2003
Previously Registered: Being a previously registered professional could mean that George is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

George Constantine Vafias, who also goes by Georgejonathan Constantine Vafias, was a registered financial advisor. George was a previously registered financial professional and started their career in finance 1991 - 2003. George had worked at 9 firms and has passed the Series 63, Series 7, Series 3 and Series 62 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Georgejonathan Constantine Vafias

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
August 15, 2001 - March 26, 2003
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
March 20, 1997 - March 20, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION·CRD# 21846
BD
New York, NY
June 15, 1995 - August 2, 1996
BARINGTON CAPITAL GROUP, L.P.·CRD# 29383
BD
New York, NY
February 15, 1995 - June 2, 1995
HANOVER, STERLING & COMPANY LTD.·CRD# 15491
BD
New York, NY
November 30, 1993 - February 23, 1995
INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
September 7, 1993 - November 22, 1993
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
May 27, 1993 - September 9, 1993
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
April 7, 1993 - May 19, 1993
BLUESTONE CAPITAL CORP.·CRD# 13516
BD
New York, NY
July 1, 1992 - April 2, 1993
J.W. BARCLAY & CO., INC.·CRD# 23350
BD
Woodbridge, NJ
November 29, 1991 - May 12, 1992

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Current Firm

JT
J.P. TURNER & COMPANY, L.L.C.

J.P. TURNER & COMPANY | J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177 / SEC#: 8-50156
BD
Terminated by SEC on 04/04/2016

Contact Information

Established

Georgia since 04/11/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BRAVES AQUISITION LLCMEMBER—
SHELSON, MARK PAULCORPORATE TREASURER1819252
WOLL, EDWARD BARNETTCHIEF COMPLIANCE OFFICER1096606

Disclosures

Regulatory Event

30

Arbitration

12

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2001About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 2001About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Aug 1996About the Series 3 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Nov 1991

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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