George C. Vafias
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Constantine Vafias, who also goes by Georgejonathan Constantine Vafias, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1991. George had worked at 9 firms and has passed the Series 63, Series 7, Series 3 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2001 - March 26, 2003
J.P. TURNER & COMPANY, L.L.C.
March 20, 1997 - March 20, 1997
J.P. TURNER & COMPANY, L.L.C.
June 15, 1995 - August 2, 1996
FIRST CAMBRIDGE SECURITIES CORPORATION
February 15, 1995 - June 2, 1995
BARINGTON CAPITAL GROUP, L.P.
November 30, 1993 - February 23, 1995
HANOVER, STERLING & COMPANY LTD.
September 7, 1993 - November 22, 1993
INVESTORS ASSOCIATES, INC.
May 27, 1993 - September 9, 1993
H.J. MEYERS & CO., INC.
April 7, 1993 - May 19, 1993
GRUNTAL & CO., L.L.C.
July 1, 1992 - April 2, 1993
BLUESTONE CAPITAL CORP.
November 29, 1991 - May 12, 1992
J.W. BARCLAY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 11/27/1991
Corporate Securities Limited Representative ExaminationCurrent Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
