Steven J. Maurer
Professional summary
Steven Jay Maurer is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Boca Raton, Florida and KESTRA INVESTMENT SERVICES, LLC located in Boca Raton, Florida.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Steven has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Jay Maurer's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 2424 N Federal Hwy, Ste 400, Boca Raton, FL 33431October 1, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2424 North Federal Highway Suite 400, Boca Raton, FL 33431July 22, 2022 - October 30, 2024
B. RILEY WEALTH MANAGEMENT
March 10, 2008 - October 30, 2024
B. RILEY WEALTH ADVISORS, INC.
August 25, 2003 - July 22, 2022
NATIONAL SECURITIES CORPORATION
January 2, 2002 - August 25, 2003
OPPENHEIMER & CO. INC.
May 12, 1998 - January 2, 2002
JOSEPHTHAL & CO., INC.
September 13, 1996 - February 5, 1998
NICHOLS, SAFINA, LERNER & CO. INC.
June 25, 1994 - August 30, 1996
GRUNTAL & CO., L.L.C.
February 22, 1991 - June 28, 1994
JOSEPHTHAL & CO., INC.
November 1, 1990 - February 27, 1991
BLUESTONE CAPITAL CORP.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2024)
(10/1/2024)
(10/1/2024)
(10/1/2024)
(10/3/2024)
(10/25/2024)
(10/2/2024)
(10/3/2024)
(10/1/2024)
(10/31/2024)
(10/1/2024)
(10/1/2024)
(10/1/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Boca Raton, FL 33431TRUST BUT VERIFY
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