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Donald Mark Cunningham

CRD# 2102140·Registered 1995 - 2005
Barred: Donald Mark Cunningham was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Donald Mark Cunningham, who also goes by Donald Mark Cummingham, was a registered financial advisor. Donald was a previously registered financial professional and started their career in finance 1995 - 2005. Donald had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Donald Mark Cummingham

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

EWEALTH SECURITIES, INC.·CRD# 25589
BD
White Plains, NY
May 6, 1999 - July 13, 2005
BRIARWOOD INVESTMENT COUNSEL·CRD# 6368
BD
New York, NY
March 31, 1998 - April 20, 1999
DUKE & CO., INC.·CRD# 8035
BD
New York, NY
August 13, 1996 - July 17, 1998
MELLON HR SECURITIES, INC.·CRD# 36991
BD
Fort Lee, NJ
April 20, 1995 - July 17, 1995
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
March 7, 1995 - March 25, 1996

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Current Firm

ES
EWEALTH SECURITIES, INC.

EWEALTH SECURITIES, INC. | GILMOUR & ASSOCIATES | F.L.P. GILMOUR AND ASSOCIATES INC. | F.L.P. GILMOUR & ASSOCIATES INC.

CRD#: 25589 / SEC#: 8-41857
BD
Cancelled by SEC on 10/04/2006

Contact Information

Established

New York since 07/01/1998

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
EWEALTH.COM HOLDINGS, INC.OWNER—
FORMISANO, NEIL NICHOLASEXECUTIVE VICE PRESIDENT2786228
GILMOUR, FRANCIS LANDY PATTONPRESIDENT, FINANCIAL OPERATION PRINCIPAL222061

Disclosures

Regulatory Event

2

Civil Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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